Michael P. Stewart

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CRD#: 2241502

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael P Stewart, who also goes by Michael Paul Stewart, Michael Stewart, was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 1998. Michael had worked at 7 firms and has passed the Series 63, SIE, Series 55, Series 7, Series 3, Series 6, Series 24, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Michael Paul Stewart | Michael Stewart

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

RIA

CRD#: 7691

LONDON,

Past

April 15, 2002 - October 3, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

June 27, 2001 - April 5, 2002

UBS CAPITAL MARKETS L.P.

CRD#: 2692

STAMFORD, CT

Past

May 16, 2000 - June 19, 2001

EPOCH SECURITIES, INC.

CRD#: 103899

SOUTHBOROUGH, MA

Past

November 9, 1998 - April 27, 2000

BANC OF AMERICA SECURITIES LLC

CRD#: 26091

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 7/8/1999

General Securities Sales Supervisor - Options Module Examination

Current Firm

ZL ZENITHAR (USA)

ZL ZENITHAR (USA) | ZL ZENITHAR (USA) LLC

CRD#: 321941 / SEC#: , 8-70949

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

1330 Avenue Of The Americas 23rd Floor, New York, NY 10019

Mailing Address

1330 Avenue Of The Americas 23rd Floor, New York, NY 10019

Phone number

(203) 612-0501

Established

Delaware since 06/04/2021

Firm type

Limited Liability Company

Fiscal year end

March

Firm Size

Small

# of Employees

FINRA licenses (12 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
ZENITHAR LTD.	MEMBER
ADAMINI, GARTH VICTOR	CEO	3023083
ARORA, VRINDA	FINOP/PFO/POO	7784034
GIBBONS, GERALD MATTHEW	CHIEF COMPLIANCE OFFICER	2447903

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Michael P. Stewart

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CREDIT SUISSE SECURITIES (USA) LLC

UBS SECURITIES LLC

BANC OF AMERICA SECURITIES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

UBS CAPITAL MARKETS L.P.

EPOCH SECURITIES, INC.

BANC OF AMERICA SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/26/1998

SIE

Date: 10/1/2018

Series 55

Date: 10/5/2000

Series 7

Date: 11/6/1998

Series 3

Date: 1/4/1995

Series 6

Date: 5/27/1992

Series 24

Date: 10/6/1999

Series 10

Date: 7/8/1999

Series 9

Date: 7/8/1999

Current Firm

ZL ZENITHAR (USA)

Contact information

FINRA licenses (12 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

ZL ZENITHAR (USA)

TRUST BUT VERIFY

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