Douglas P. Renz

RENZ FINANCIAL GROUP

Mundelein, IL

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CRD#: 2241406

Professional summary

Douglas Paul Renz is a registered financial advisor currently at RENZ FINANCIAL GROUP, LLC located in Mundelein, Illinois.

Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Douglas has worked at 2 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

TAKEDA PHARMACEUTICALS, ONE TAKEDA PLACE, DEERFIELD, IL 60015, PHARMACEUTICAL COMPANY, NOT INVESTMENT RELATED, BUSINESS INTELLIGENCE ARCHITECT, PROVIDES INFORMATION TECHNOLOGY SERVICES, STARTED AUG 2005, 40/HOURS A WEEK.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Paul Renz's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 7, 2020 - Present

RENZ FINANCIAL GROUP, LLC

RIA

CRD#: 153025

Mundelein, IL

Past

May 7, 2010 - December 31, 2021

RENZ FINANCIAL GROUP, LLC

RIA

CRD#: 153025

MUNDELEIN, IL

Past

July 2, 1992 - December 31, 1994

PFS INVESTMENTS INC.

CRD#: 10111

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(5/7/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/5/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/6/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 6/30/1992

Investment Company Products/Variable Contracts Representative Examination

Current Firm

RENZ FINANCIAL GROUP, LLC

CRD#: 153025 / SEC#:

Illinois

Registered Investment Advisory firm - (5/7/2010 Approved)

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Contact information

Main Address

Mundelein, IL

Mailing Address

Phone number

(847) 323-1065

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	20
AUM (Assets Under Management)	$ 725,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Douglas P. Renz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Paul Renz's CRS (Customer Relationship Summary).

Certified licenses

Experience

RENZ FINANCIAL GROUP, LLC

RENZ FINANCIAL GROUP, LLC

PFS INVESTMENTS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/5/2010

Series 63

Date: 7/6/1992

Series 6

Date: 6/30/1992

Current Firm

RENZ FINANCIAL GROUP, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RENZ FINANCIAL GROUP, LLC

TRUST BUT VERIFY

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