Michael J. Golden
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Joseph Golden was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1967. Michael had worked at 6 firms and has passed the Series 63, Series 5, PC, Series 1 and Series 000 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 13, 2011 - August 25, 2014
HOVDE GROUP, LLC
November 10, 2006 - April 5, 2011
B. RILEY WEALTH MANAGEMENT
July 20, 1978 - March 7, 1983
BACON, WHIPPLE & CO.
October 5, 1977 - August 25, 1978
L. F. ROTHSCHILD & CO. INCORPORATED
August 14, 1972 - October 22, 1977
BACON, WHIPPLE & CO.
February 3, 1971 - September 28, 1972
BLYTH EASTMAN DILLON & CO. INCORPORATED
January 11, 1967 - November 14, 2006
STIFEL, NICOLAUS & COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 11/12/1981
Interest Rate Options ExaminationPC
Date: 9/1/1977
AMEX Put and Call ExamSeries 1
Date: 1/18/1967
Registered Representative ExaminationSeries 000
Date: 1/11/1967
General Securities Principal ExaminationCurrent Firm
HOVDE GROUP, LLC
CRD#: 25425 / SEC#: , 8-41597
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HOVDE, STEVEN DONALD | CHAIRMAN, CHIEF EXECUTIVE OFFICER | 1907781 |
| BARBARINE, NICKOLAS JOHN | SENIOR MANAGING PARTNER | 2274812 |
| HOVDE, KIRK STEVEN | MANAGING PARTNER/HEAD OF INVESTMENT BANKING | 5552791 |
| DAVIS, PATRICIA LYNN | CHIEF COMPLIANCE OFFICER | 5613123 |
| DIJOHN, ANTHONY JOHN | CFO/FINOP | 6370306 |
| HEDREI, MICHAEL STEPHEN | MANAGING PARTNER/HEAD OF CAPITAL MARKETS | 4243972 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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