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LM

Leon J. Mckenzie

CORPORATE INVESTMENTS GROUP
Chicago, IL 60616
Some features on this profile are disabled
CRD#: 2241294
LM

Professional summary

Leon J Mckenzie JR, who also goes by Leon J. Mckenzie Jr, Leon Jerry Mckenzie Jr, Leon Jerry Mckenzie, Leon Mckenzie Jr, Leon Mckenzie Jr, is a registered financial professional currently at CORPORATE INVESTMENTS GROUP, INC. located in Chicago, Illinois.

Leon is registered as a RR (Registered Representative) and started their career in finance in 1995. Leon has worked at 8 firms and has passed the Series 63, Series 6TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Leon J. Mckenzie Jr | Leon Jerry Mckenzie Jr | Leon Jerry Mckenzie | Leon Mckenzie Jr | Leon Mckenzie Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Leon J Mckenzie JR's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 27, 2026 - Present

CORPORATE INVESTMENTS GROUP, INC.

Office #1: 238 W Cermak Road Suite 3a, Chicago, IL 60616
BD
CRD#: 38690
Chicago, IL
Past

November 13, 2019 - November 17, 2020

MUTUAL OF AMERICA LIFE INSURANCE COMPANY

BD
CRD#: 15356
WESTCHESTER, IL
Past

November 13, 2019 - May 19, 2021

MUTUAL OF AMERICA SECURITIES LLC

BD
CRD#: 27878
WESTCHESTER, IL
Past

February 7, 2014 - November 14, 2019

CORPORATE INVESTMENTS GROUP, INC.

BD
CRD#: 38690
CHICAGO, IL
Past

March 11, 2009 - February 28, 2012

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
SPRINGFIELD, MA
Past

December 20, 2007 - February 12, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
CHICAGO, IL
Past

August 23, 2007 - September 19, 2007

VOYA FINANCIAL PARTNERS, LLC

BD
CRD#: 34815
LISLE, IL
Past

June 7, 1999 - November 5, 2007

VALIC FINANCIAL ADVISORS, INC.

BD
CRD#: 42803
CHICAGO, IL
Past

June 9, 1995 - December 31, 2001

THE VARIABLE ANNUITY MARKETING COMPANY

BD
CRD#: 5081
HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 5/4/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 3/13/2024
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 6/8/1995
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CI
CORPORATE INVESTMENTS GROUP, INC.
CORPORATE INVESTMENTS GROUP, INC. | WWW.488TRADE.COM | EDGEWATER FINANCIAL ADVISORS | CORPORATE INVESTMENTS GROUP, INC..

CRD#: 38690 / SEC#: , 8-48355

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
PREMIUM
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Contact information

Main Address
238 W Cermak Road Suite 3a, Chicago, IL 60616
Mailing Address
238 W Cermak Road Suite 3a, Chicago, IL 60616
Phone number
(312) 225-1388
Established
Illinois since 04/30/1995
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
LAM, ANDY WINGPRESIDENT2251678
LAM, ANDY WINGCCO2251678
LAM, YUK YINGCHIEF OPERATIONAL OFFICER
CHEN, LIUXIAOCFO6858671

Disclosures

Regulatory Event5
Arbitration2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CORPORATE INVESTMENTS GROUP, INC.

CRD#: 38690Chicago, IL 60616

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