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Michael E. Golden

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CRD#: 224128
MG

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael Edward Golden was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 1968. Michael had worked at 10 firms and has passed the Series 5, PC, Series 1, Series 53, Series 4 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

May 22, 2002 - September 10, 2004

FRANKLIN NATIONAL FINANCIAL GROUP, LLC

BD
CRD#: 103841
BOCA RATON, FL
Past

February 16, 1990 - April 23, 2001

FIRST COLONIAL SECURITIES

BD
CRD#: 25121
BOCA RATON, FL
Past

December 13, 1979 - February 27, 1990

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

September 17, 1979 - January 11, 1980

LEHMAN BROTHERS INC.

BD
CRD#: 7506
Past

January 18, 1978 - September 17, 1979

LOEB PARTNERS

BD
CRD#: 7534
Past

May 5, 1977 - January 18, 1978

HORNBLOWER, WEEKS, NOYES & TRASK INCORPORATED

BD
CRD#: 7394
Past

March 1, 1977 - May 5, 1977

HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED

BD
CRD#: 412
Past

February 12, 1975 - March 25, 1977

BABBITT, MYERS & COMPANY, INC.

BD
CRD#: 63
Past

February 8, 1973 - January 16, 1975

E. F. HUTTON & COMPANY INC

BD
CRD#: 235
Past

April 8, 1968 - February 5, 1973

ELKINS & CO.

BD
CRD#: 6789

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 5
Date: 2/10/1987
Interest Rate Options Examination
General Industry/Product Exam
RR
PC
Date: 5/28/1980
AMEX Put and Call Exam
General Industry/Product Exam
RR
Series 1
Date: 8/14/1967
Registered Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 11/28/1988
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 9/9/1980
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 7/10/1980
General Securities Principal Examination

Current Firm

FN
FRANKLIN NATIONAL FINANCIAL GROUP, LLC
FRANKLIN NATIONAL FINANCIAL GROUP, LLC | SANLINE CAPITAL RESOURCES, LLC

CRD#: 103841 / SEC#: , 8-52328

BD
Terminated by SEC on 07/31/2005
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 09/10/1999
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
FRANKLIN NATIONAL FINANCIAL HOLDINGS, LLC (NAME CHANGED FROM CEG INVESTMENTS)PARENT/OWNER
GOLDEN, BAMBI CHRISTINESR. MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER1023728
GOLDEN, BAMBI CHRISTINEFINOP1023728

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FRANKLIN NATIONAL FINANCIAL GROUP, LLC

CRD#: 103841

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