AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
NS

Noemi C. Schaefer

MIAMI, FL 33131
Some features on this profile are disabled
CRD#: 2241064
NS
Noemi Carmen Schaefer

Professional summary


Noemi Carmen Schaefer, who also goes by Noemi Carmen Perez, Noemi Perez, was a registered financial professional .

Noemi is registered as a RR (Registered Representative) and started their career in finance in 1993. Noemi had worked at 10 firms and has passed the SIE, Series 7, Series 24 and Series 27 exams.

Aliases


Noemi Carmen Perez | Noemi Perez

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

July 22, 2026 - Present

Office #1: 1111 Brickell Ave Suite 1850, Miami, FL 33131Office #2: 1111 Brickell Avenue Suite 1850, Miami, FL 33131
MIAMI, FL
Past

November 30, 2020 - October 21, 2025

PUENTE SERVICIOS FINANCIEROS LLC

BD
CRD#: 304587
MIRAMAR , FL
Past

July 2, 2018 - August 19, 2019

INVESTMENT PLACEMENT GROUP

BD
CRD#: 14458
SAN DIEGO, CA
Past

April 10, 2017 - December 8, 2017

NORTHEAST SECURITIES, LLC

BD
CRD#: 25996
MITCHELFIELD, NY
Past

December 9, 2014 - May 7, 2018

INSIGNEO SECURITIES, LLC

BD
CRD#: 29249
MIAMI, FL
Past

August 16, 2012 - November 19, 2014

AUSTIN ATLANTIC CAPITAL INC.

BD
CRD#: 43981
CORAL GABLES, FL
Past

January 6, 2011 - August 3, 2012

BULLTICK SECURITIES, LLC

BD
CRD#: 132092
MIAMI, FL
Past

September 23, 2010 - August 3, 2012

BULLTICK, LLC

BD
CRD#: 104005
MIAMI, FL
Past

December 21, 2005 - September 15, 2010

EFG CAPITAL INTERNATIONAL

BD
CRD#: 40118
MIAMI, FL
Past

July 7, 1993 - December 20, 2005

EFG CAPITAL INTERNATIONAL LLC

BD
CRD#: 28349
MIAMI, FL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current firm


No current employment

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


No current employment

TRUST BUT VERIFY

Monitor Noemi Schaefer

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


George Joseph Simon JR
George SimonAdvisorCheck Check Mark
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
IAR
RR
Chesterfield, MO
KC
Kermit CottrellAdvisorCheck Check Mark
STATE FARM VP MANAGEMENT CORP.
RR
BLOOMINGTON, IL
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.