Eric M. Grace
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric Matthew Grace was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 1992. Eric had worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 18, 2011 - March 2, 2016
GRACE CAPITAL MANAGEMENT, LLC
March 30, 2007 - December 31, 2010
AVENUE D CAPITAL PARTNERS, LLC
December 31, 1997 - December 3, 2004
LPL FINANCIAL LLC
November 22, 1995 - December 3, 2004
LPL FINANCIAL LLC
June 5, 1993 - November 29, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 7, 1992 - March 26, 1993
SOUTHERN CALIFORNIA SECURITIES, INC.
August 12, 1992 - October 29, 1992
CETERA WEALTH SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
GRACE CAPITAL MANAGEMENT, LLC
CRD#: 156674 / SEC#:
Contact information
Red Flags
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