Brian Crane
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Crane, who also goes by Brane Crane, was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1996. Brian had worked at 6 firms and has passed the Series 63, Series 7 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 28, 2006 - June 25, 2014
TP ICAP GLOBAL MARKETS AMERICAS LLC
March 12, 2002 - May 5, 2006
TP ICAP GLOBAL MARKETS AMERICAS LLC
March 7, 2000 - December 3, 2001
IDS LIFE INSURANCE COMPANY
March 7, 2000 - December 3, 2001
AMERIPRISE FINANCIAL SERVICES, LLC
July 13, 1998 - September 3, 1999
INTERCAPITAL INTERNATIONAL INC.
December 18, 1996 - July 13, 1998
EXCO RMJ INTERNATIONAL INC.
December 18, 1996 - September 3, 1999
INTERCAPITAL GOVERNMENT SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 12/17/1996
Corporate Securities Limited Representative ExaminationCurrent Firm
TP ICAP GLOBAL MARKETS AMERICAS LLC
CRD#: 2762 / SEC#: , 8-12726
Contact information
FINRA licenses (35 States and Territories)
Documents
Disclosures
| Regulatory Event | 32 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
