TB
Thomas P. Brewer
J. W. COLE ADVISORS
Bradenton, FL
Some features on this profile are disabled
CRD#: 2240785
TB
Professional summary
Thomas Paul Brewer is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in Bradenton, Florida and J.W. COLE FINANCIAL, INC. located in Onalaska, Wisconsin.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Thomas has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
"(1) BREWER INVESTMENT GROUP; INVESTMENT RELATED/ DOING BUSINESS AS (DBA) COMPANY NAME/ LLC.; SECURITIES BUSINESS, FIXED INSURANCE " (2) LA CROSSE AREA YMCA; NON-PROFIT; HELP WITH FUND RAISING EVENTS; 12 HOURS PER MONTH/ 0 HOURS DURING SECURITIES TRADING HOURS; BOARD OF DIRECTORS; YES (3) HERKY ENTERPRISES, LLC; NON-INVESTMENT RELATED; 2800 National Drive, Suite 102, ONALASKA, WI 54650; REAL ESTATE HOLDING COMPANY; OWNER; 01/01/2012; 5 HRS PER MONTH; 0 HRS DURING TRADING HRS; PASSIVE RENTAL INCOME 4) POA FOR FAMILY MEMBER - 11/12/17
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Paul Brewer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 8, 2010 - Present
J. W. COLE ADVISORS, INC.
Office #2: 501 E. 6th Street, Winona, MN 55987Office #3: 2800 National Drive Suite 103, Onalaska, WI 54650RIA
CRD#: 112294
Bradenton, FL
Current
November 5, 2010 - Present
J.W. COLE FINANCIAL, INC.
Office #1: 2800 National Drive Suite 102, Onalaska, WI 54650Office #2: 501 E. 6th Street, Winona, MN 55987Office #3: 8110 Grand Estuary Trail Unit 101, Bradenton, FL 34212BD
CRD#: 124583
Onalaska, WI
Past
April 11, 2008 - November 5, 2010
BREWER INVESTMENT ADVISORS LLC
RIA
CRD#: 134631
CHICAGO, IL
Past
June 1, 2006 - November 5, 2010
BREWER FINANCIAL SERVICES, LLC
BD
CRD#: 132558
ONALASKA, WI
Past
June 3, 1992 - May 30, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
June 3, 1992 - May 30, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
ONALASKA, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/5/2010)
RR
Colorado(1/29/2016)
RR
Florida(1/6/2014)
IAR
Florida(6/11/2024)
RR
Illinois(11/5/2010)
RR
Iowa(11/5/2010)
RR
Kansas(1/18/2017)
RR
Louisiana(9/7/2018)
RR
Minnesota(11/5/2010)
IAR
Minnesota(11/19/2018)
RR
Missouri(2/23/2021)
RR
North Carolina(6/25/2018)
RR
Oregon(12/13/2010)
RR
South Carolina(6/11/2024)
RR
Wisconsin(11/5/2010)
IAR
Wisconsin(11/8/2010)
RR
Wyoming(2/22/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
Phone number
(813) 935-6776
Established
Firm type
Fiscal year end
# of Employees
512
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
