Bradley R. Cougill
DEERFIELD
INDIANAPOLIS, IN
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CRD#: 2240747
Professional summary
Bradley Raymond Cougill, CFP®, who also goes by Brad Raymond Cougill, is a registered financial advisor currently at DEERFIELD located in Indianapolis, Indiana.
Bradley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Bradley has worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.
Biography
You’ve worked hard, accumulated assets, and now you are looking for professional financial advice to help plan for the future. Sometimes life can also take an unexpected turn and you need help finding the right path. Deerfield Financial Advisors specializes in helping:
Individuals and couples planning for or already enjoying retirement
Business owners anticipating a liquidity event
Individuals who have recently lost a spouse or been through a divorce
Entrepreneurs and executives wishing to diversify their holdings
Families seeking to transfer wealth to later generations and create a lasting legacy through charitable giving
Individuals who have recently received an inheritance
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Investment Planning
Estate Planning
Retirement Planning
Do you have an area of expertise or specialization?
Estate & Generational Planning...
Investment Advice with Ongoing...
Retirement Planning & Distribu...
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
Yes
Aliases
Brad Raymond Cougill
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Bradley Cougill, as a managing member of a family LLC, conducts farming activities in the same location as his residency. This activity started on 01/01/2005, is non-investment related and considered completely separate from his responsibilities at Deerfield Financial Advisors. Mr. Cougill devotes approximately 10 hours per month to the business with zero hours during securities trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Bradley Raymond Cougill's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1997
Experience
Current
March 30, 2004 - Present
DEERFIELD
RIA
CRD#: 104964
INDIANAPOLIS, IN
Past
April 7, 1999 - December 31, 2003
DEERFIELD
RIA
CRD#: 104964
INDIANAPOLIS, IN
Past
December 19, 1995 - February 24, 1997
G & W EQUITY SALES, INC.
BD
CRD#: 35356
INDIANAPOLIS, IN
Past
July 16, 1993 - December 18, 1995
GUARDIAN INVESTOR SERVICES LLC
BD
CRD#: 6635
NEW YORK, NY
Past
June 15, 1992 - June 21, 1993
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DEERFIELD
DEERFIELD | DEERFIELD FINANCIAL ADVISORS, INC. | DEERFIELD FINANCIAL ADVISORS INC
CRD#: 104964 / SEC#: 801-25156
RIA
Registered Investment Advisory firm - (9/5/1985 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(4/30/2012)
IAR
Indiana(3/30/2004)
IAR
Texas(5/2/2005)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
DEERFIELD
DEERFIELD | DEERFIELD FINANCIAL ADVISORS, INC. | DEERFIELD FINANCIAL ADVISORS INC
CRD#: 104964 / SEC#: 801-25156
RIA
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Contact information
Main Address
310 E. 96th Street Suite 375, Indianapolis, IN 46240
Mailing Address
Phone number
(317) 469-2455
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 938 |
| AUM (Assets Under Management) | $ 958,738,339 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/05/2025 | ||
| 09/24/2024 | ||
| 01/04/2024 | ||
| 01/09/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
