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Andrew Marc Barish

JEFFERIES
BOSTON, MA
·CRD# 2240650·33 years experience

Professional Summary

Andrew Marc Barish, who also goes by Barish Marc Andrew Marc, is a registered financial advisor currently at JEFFERIES LLC located in Boston, Massachusetts. Andrew is registered as a RR (Registered Representative) and started their career in finance in 1993. Andrew has worked at 7 firms and has passed the Series 63, SIE, Series 87 and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Barish Marc Andrew Marc

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

JEFFERIES LLC·CRD# 2347
BD
125 High Street Suite 2501, Boston, MA 02110
June 30, 2010 - Present
COWEN AND COMPANY·CRD# 7616
BD
San Francisco, CA
June 19, 2008 - June 24, 2010
BANC OF AMERICA SECURITIES LLC·CRD# 26091
BD
San Francisco, CA
March 7, 2001 - February 25, 2008
ROBERTSON STEPHENS, INC.·CRD# 41271
BD
San Francisco, CA
September 1, 1998 - March 5, 2001
BANCAMERICA SECURITIES, INC.·CRD# 17977
BD
San Francisco, CA
October 1, 1997 - September 1, 1998
ROBERTSON, STEPHENS & COMPANY LLC·CRD# 7730
BD
San Francisco, CA
October 11, 1993 - October 1, 1997
KIDDER, PEABODY & CO. INCORPORATED·CRD# 7613
BD
New York, NY
February 1, 1993 - June 10, 1993

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Current Firm

JL
JEFFERIES LLC

JEFFERIES & COMPANY, INC. | JEFFERIES LLC

CRD#: 2347 / SEC#: 8-15074
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

520 Madison Avenue, New York, NY 10022

Mailing Address

520 Madison Avenue 16th Floor, New York, NY 10022

Phone Number

(212) 284-2300

Established

Delaware since 03/01/2013

Firm Type

Limited Liability Company

Fiscal Year End

November

Firm Size

Large

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
JEFFERIES FINANCIAL GROUP INCDIRECT OWNER—
CAGNO, MARK LAWRENCEGLOBAL CONTROLLER, MANAGING DIRECTOR2510148
FISCELLA, MICHAEL EUGENEGLOBAL HEAD OF OPERATIONS, MANAGING DIRECTOR2490187
FORLENZA, PETER CHARLESGLOBAL HEAD OF EQUITIES, MANAGING DIRECTOR2366985
FRIEDMAN, BRIAN PAULDIRECTOR AND CHAIRMAN, EXECUTIVE COMMITTEE1298550
HANDLER, RICHARD BRIANCHAIRMAN, CHIEF EXECUTIVE OFFICER AND DIRECTOR1563245
LARSON, MATTHEW SCOTTEXECUTIVE VICE PRESIDENT AND CFO/ PRINCIPAL FINANCIAL OFFICER2605152
SCORAN, LAURI ACHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR2060170
SHARP, MICHAEL JAMESGENERAL COUNSEL, SECRETARY, EXECUTIVE VICE PRESIDENT1013864
STACCONI, JOHN FRANCOTREASURER1814227

Disclosures

Regulatory Event

133

Arbitration

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(3/12/2013)
RR
Alaska
(3/12/2013)
RR
Arizona
(7/20/2012)
RR
Arkansas
(3/12/2013)
RR
California
(6/30/2010)
RR
Colorado
(7/20/2012)
RR
Connecticut
(3/12/2013)
RR
Delaware
(3/12/2013)
RR
District of Columbia
(3/12/2013)
RR
Florida
(7/20/2012)
RR
Georgia
(3/12/2013)
RR
Hawaii
(3/12/2013)
RR
Idaho
(3/12/2013)
RR
Illinois
(7/20/2012)
RR
Indiana
(3/12/2013)
RR
Iowa
(3/12/2013)
RR
Kansas
(3/12/2013)
RR
Kentucky
(7/20/2012)
RR
Louisiana
(3/12/2013)
RR
Maine
(3/12/2013)
RR
Maryland
(3/12/2013)
RR
Massachusetts
(7/20/2012)
RR
Michigan
(3/12/2013)
RR
Minnesota
(7/20/2012)
RR
Mississippi
(3/12/2013)
RR
Missouri
(3/12/2013)
RR
Montana
(3/12/2013)
RR
Nebraska
(3/12/2013)
RR
Nevada
(3/12/2013)
RR
New Hampshire
(3/12/2013)
RR
New Jersey
(3/12/2013)
RR
New Mexico
(3/12/2013)
RR
New York
(6/30/2010)
RR
North Carolina
(3/12/2013)
RR
North Dakota
(3/12/2013)
RR
Ohio
(3/12/2013)
RR
Oklahoma
(3/12/2013)
RR
Oregon
(3/12/2013)
RR
Pennsylvania
(3/12/2013)
RR
Puerto Rico
(3/12/2013)
RR
Rhode Island
(3/12/2013)
RR
South Carolina
(3/12/2013)
RR
South Dakota
(3/12/2013)
RR
Tennessee
(3/12/2013)
RR
Texas
(3/12/2013)
RR
Utah
(3/12/2013)
RR
Vermont
(3/12/2013)
RR
Virgin Islands
(8/21/2023)
RR
Virginia
(3/12/2013)
RR
Washington
(7/20/2012)
RR
West Virginia
(3/12/2013)
RR
Wisconsin
(3/12/2013)
RR
Wyoming
(3/12/2013)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1998About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 87 — Research Analyst Exam - Part II Regulations Module

Passed Dec 2004About the Series 87 exam

Series 7 — General Securities Representative Examination

Passed Jan 1993About the Series 7 exam
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CRS (Client Relationship Summary) - BD

Click below to view Andrew Marc Barish's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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