Barbara B. Kearney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barbara Bordeman Kearney was a registered financial professional .
Barbara is a previously registered financial professional and started their career in finance in 1993. Barbara had worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 27, Series 24, Series 8 and Series 14 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 24, 2020 - December 18, 2020
GT SECURITIES, INC.
January 19, 2017 - February 26, 2018
FRANK CRYSTAL CAPITAL, INC.
December 11, 2015 - May 13, 2016
FIVE 9 SECURITIES, LLC
March 9, 2015 - July 13, 2015
SNOWDEN CAPITAL ADVISORS LLC
March 9, 2015 - July 13, 2015
SNOWDEN ACCOUNT SERVICES LLC
August 10, 2007 - August 4, 2008
NB GLOBAL TRADING, LLC
December 19, 2001 - December 12, 2013
NATIONAL BANK OF CANADA FINANCIAL INC.
August 2, 2000 - May 25, 2001
FIVE ARROWS CAPITAL MARKETS LLC
May 26, 1993 - May 23, 2001
ABN AMRO INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 3/6/1995
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
GT SECURITIES, INC.
CRD#: 116012 / SEC#: , 8-53527
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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