DL
Daylon W. Laws
GWN SECURITIES
Blythwood, SC
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CRD#: 2240322
DL
Professional summary
Daylon Wayne Laws is a registered financial advisor currently at GWN SECURITIES INC. located in Blythwood, South Carolina.
Daylon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Daylon has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
LAWS FINANCIAL INC., Is Investment Related, DBA, Insurance Sales, Financial Professional, Insurance Agent, 08/02/2010,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Insurance and Investment Sales. LIFE INSURANCE, FIXED AND EQUITY INDEXED ANNUITY, HEALTH INSURANCE, LTC INSURANCE BLYTHEWOOD HIGH SCHOOL EDUCATION FOUNATION INVESTMENT RELATED: Is Not Investment Related, ADDRESS: "10901 Wilson Blvd., Blythewood, SC, 29016, United States", Manage Receipts & distributions of Scholarships, Treasurer, 6/24/2025, 8 hours per month, 0 hours per month during trading hours, No Compensation DESCRIPTION: Maintain financial records of funds donated & dispersed from the Education Foundation account. Write checks for approved disbursements & deposit donations into the bank account.
CRS (Client Relationship Summary) - RIA
Click below to view Daylon Wayne Laws's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Daylon Wayne Laws's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 4, 2010 - Present
GWN SECURITIES INC.
RIA
BD
CRD#: 128929
Blythwood, SC
Current
August 2, 2010 - Present
GWN SECURITIES INC.
RIA
BD
CRD#: 128929
Blythwood, SC
Past
December 20, 2006 - August 4, 2010
MM ASCEND LIFE INVESTOR SERVICES, LLC
RIA
CRD#: 36451
BLYTHEWOOD, SC
Past
December 4, 2006 - August 4, 2010
MM ASCEND LIFE INVESTOR SERVICES, LLC
BD
CRD#: 36451
BLYTHEWOOD, SC
Past
April 5, 2005 - December 5, 2006
STUART INVESTMENT ADVISORY CORP.
RIA
CRD#: 127882
NORCROSS, GA
Past
April 19, 2004 - August 17, 2004
W.H. STUART INVESTMENT ADVISORY CORPORATION
RIA
CRD#: 127882
BLYTHEWOOD, SC
Past
September 23, 1999 - December 4, 2006
STUART SECURITIES CORP.
BD
CRD#: 47076
NORCROSS, GA
Past
September 13, 1996 - October 7, 1999
SUNAMERICA SECURITIES, INC.
BD
CRD#: 20068
PHOENIX, AZ
Past
February 5, 1996 - September 13, 1996
WMA SECURITIES, INC.
BD
CRD#: 32625
DULUTH, GA
Past
May 18, 1992 - February 28, 1996
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/16/2025)
RR
Florida(8/2/2010)
RR
Georgia(8/2/2010)
RR
Maryland(8/19/2022)
RR
North Carolina(8/2/2010)
RR
Ohio(8/2/2010)
RR
Oregon(11/29/2023)
RR
South Carolina(8/2/2010)
IAR
South Carolina(8/4/2010)
RR
Tennessee(1/7/2020)
RR
Virginia(8/2/2010)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Mailing Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Phone number
(561) 472-2700
Established
Florida since 05/12/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
744
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WORLD INVESTMENT NETWORK | OWNER | |
| BORNHEIMER, LAURA JEANETTE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/ROSFP | 1769643 |
| CORBIN, BRAD JEFFREY | SENIOR VICE PRESIDENT OF BUSINESS DEVELOPMENT AND MARKETING | 1754065 |
| RITTMAN, BARRY RICHARD | CFO FINOP VP | 1997994 |
| WALSH, DENIS STEPHEN | CEO/EXEC DIRECTOR/ MUNICIPAL PRINCIPAL, PRESIDENT | 1124278 |
| WALSH, MARY THERESE | SECRETARY | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 64,207 |
| AUM (Assets Under Management) | $ 3,650,274,405 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
