WC
William M. Coffey
KESTRA ADVISORY SERVICES
Frederick, MD 21701
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CRD#: 2240258
WC
Professional summary
William Michael Coffey, CFP®, who also goes by William Michael Coffey, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Frederick, Maryland and KESTRA INVESTMENT SERVICES, LLC located in Frederick, Maryland.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. William has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
William Michael Coffey
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: RS Will Wealth Management LLC Investment Related: Yes Address: 154 A north market street Frederick MD 21701 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance Position, Title or Relationship: Senior advisor / partner Start Date: 9/4/2020 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Provide advice and guidance Name: Kestra advisory services LLC Investment Related: Yes Address: 5707 southwest parkway bud 2 suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Senior advisor partner Start Date: 9/11/2020 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Provide advice and guidance Name: William Coffey & Mark Mayer Investment Related: No Address: 10600 Whiskey Road Ijamsville MD 21754 Nature of Business: Real Estate Position, Title or Relationship: Partner Start Date: 4/13/2012 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Pay ongoing monthly expenses of properties owned. At this time it is one property Name: Putnam Homes LLC Investment Related: No Address: 8814 Yellow Springs Road Frederick MD 21702 Nature of Business: Real Estate Position, Title or Relationship: Member Start Date: 9/30/2018 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: None, investor Name: MCM PRIVATE CAPITAL, LLC POSITION: passive investor NATURE: passive investment INVESTMENT RELATED: Yes # OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/03/2022 ADDRESS: 154 A North Market St, Frederick MD 21701 DESCRIPTION: none - file appropriate tax returns and regulatory info Name: RS WILL HOLDINGS LLC POSITION: member NATURE: Real Estate INVESTMENT RELATED: Yes # OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 07/01/2022 ADDRESS: 154 A North Market St, Frederick MD 21701 DESCRIPTION: Duties will be nominal after closing. Entity will have outside bookkeeper, property manager, leasing agent and accountant. responsibilities will include occasionally coordinating and directing above tasks. Name: JOANNA COFFEY REVOCABLE LIVING TRUST POSITION: co-trustee NATURE: Legal/Attorney/Trustee/Executor INVESTMENT RELATED: No # OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/26/2021 ADDRESS: 10600 WHISKEY RD, IJAMSVILLE MD 21754, United States DESCRIPTION: None, it is a REVOCABLE living Trust that holds our joint assets
CRS (Client Relationship Summary) - RIA
Click below to view William Michael Coffey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2004
Experience
Current
September 4, 2020 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 154 North Market Street Suite A, Frederick, MD 21701RIA
CRD#: 283330
Frederick, MD
Current
September 4, 2020 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 154 N. Market Street Ste. 154a, Frederick, MD 21701BD
CRD#: 42046
Frederick, MD
Past
April 24, 2009 - September 10, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
FREDERICK, MD
Past
April 24, 2009 - September 10, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
FREDERICK, MD
Past
April 24, 2006 - May 14, 2009
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
GAITHERSBURG, MD
Past
February 21, 2006 - May 14, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
GAITHERSBURG, MD
Past
July 17, 1995 - February 21, 2006
LEGG MASON WOOD WALKER, INCORPORATED
BD
CRD#: 6555
BALTIMORE, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/4/2020)
RR
Arkansas(9/4/2020)
RR
California(9/4/2020)
RR
Colorado(9/4/2020)
RR
Connecticut(9/4/2020)
RR
Delaware(9/4/2020)
RR
District of Columbia(9/4/2020)
RR
Florida(9/4/2020)
RR
Georgia(9/4/2020)
RR
Idaho(9/4/2020)
RR
Illinois(9/4/2020)
RR
Indiana(9/11/2020)
RR
Kentucky(9/4/2020)
RR
Louisiana(9/4/2020)
RR
Maine(9/4/2020)
RR
Maryland(9/4/2020)
IAR
Maryland(9/4/2020)
RR
Massachusetts(9/4/2020)
RR
Michigan(9/4/2020)
RR
Minnesota(9/4/2020)
RR
Mississippi(1/7/2025)
RR
Montana(9/4/2020)
RR
Nebraska(9/4/2020)
RR
New Hampshire(9/4/2020)
RR
New Jersey(9/4/2020)
RR
New Mexico(9/4/2020)
RR
New York(9/4/2020)
RR
North Carolina(9/10/2020)
RR
North Dakota(9/4/2020)
RR
Ohio(9/4/2020)
RR
Oklahoma(9/11/2020)
RR
Oregon(10/24/2023)
RR
Pennsylvania(9/4/2020)
RR
Rhode Island(10/24/2023)
RR
South Carolina(9/4/2020)
RR
Tennessee(9/4/2020)
RR
Texas(9/4/2020)
IAR
Texas(10/3/2023)
RR
Utah(10/24/2023)
RR
Vermont(9/4/2020)
RR
Virginia(9/4/2020)
RR
Washington(9/4/2020)
RR
West Virginia(9/4/2020)
RR
Wisconsin(10/24/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
