Dwain K. Tataryn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dwain Kenneth Tataryn, who also goes by Dwain Tataryn, was a registered financial professional .
Dwain is a previously registered financial professional and started their career in finance in 1997. Dwain had worked at 3 firms and has passed the Series 63, Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 7, 1998 - December 31, 2013
MUELLER FINANCIAL SERVICES, INC.
June 6, 1998 - December 31, 2013
1ST GLOBAL ADVISORS INC
June 11, 1997 - December 31, 2013
1ST GLOBAL CAPITAL CORP.
State Registrations and Notice Filings
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Exams
Current Firm
MUELLER FINANCIAL SERVICES, INC.
CRD#: 122914 / SEC#:
Contact information
Red Flags
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