Kimmie J. Mathis-doumis
Professional summary
Kimmie Jo Mathis-doumis, who also goes by Kimmie Jo Mathis, Kimmie Jo Mathis-warner, Kim Mathisdoumis, is a registered financial advisor currently at OXBOW ADVISORS, LLC located in Austin, Texas.
Kimmie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Kimmie has worked at 3 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kimmie Jo Mathis-doumis's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 8, 2012 - Present
OXBOW ADVISORS, LLC
Office #1: 200 West 6th Street Suite 1920, Austin, TX 78701January 18, 2012 - April 23, 2015
HERNDON PLANT OAKLEY, LTD.
June 21, 2002 - May 18, 2011
GARLAND CAPITAL MANAGEMENT INC
Primary Firm SEC Registration
OXBOW ADVISORS, LLC
CRD#: 156393 / SEC#: 801-72387
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/8/2012)
Current Firm
OXBOW ADVISORS, LLC
CRD#: 156393 / SEC#: 801-72387
Contact information
SEC notice filing (36 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,625 |
| AUM (Assets Under Management) | $ 2,097,433,511 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/19/2024 | ||
| 03/14/2024 | ||
| 02/08/2023 |
Red Flags
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