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Paul Joseph Cramer Sr

CRD# 2239606·Registered 1992 - 2000
Previously Registered: Being a previously registered professional could mean that Paul is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Paul Joseph Cramer SR, who also goes by Paul Joseph Cramer, was a registered financial advisor. Paul was a previously registered financial professional and started their career in finance 1992 - 2000. Paul had worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Paul Joseph Cramer

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

MILLER JOHNSON STEICHEN KINNARD, INC.·CRD# 694
BD
Minneapolis, MN
January 20, 2000 - March 7, 2000
PIPER SANDLER & CO.·CRD# 665
BD
Minneapolis, MN
July 22, 1992 - December 2, 1999

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Current Firm

MJ
MILLER JOHNSON STEICHEN KINNARD, INC.

MILLER JOHNSON STEICHEN KINNARD, INC. | R.J. STEICHEN & COMPANY | R. J. STEICHEN AND COMPANY

CRD#: 694 / SEC#: 8-1303
BD
Terminated by SEC on 03/25/2008

Contact Information

Established

Minnesota since 05/03/1933

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
STOCKWALK GROUP, INCPARENT COMPANY—
FARNHAM, MARY CAMILLO MS.SENIOR VICE PRESIDENT4250431
GOBLIRSCH, WILLIAM MICHAEL JRCEO, CFO, CCO223375

Disclosures

Regulatory Event

19

Arbitration

8

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 1998About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1992About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jun 1992About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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