Gary L. Getman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Lee Getman, CFP®, who also goes by Gary L Getman, was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1992. Gary had worked at 7 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2001
Experience
October 3, 2018 - December 20, 2024
1919 INVESTMENT COUNSEL, LLC
December 22, 2011 - October 5, 2018
RAND & ASSOCIATES
October 31, 2011 - August 10, 2012
S F SENTRY SECURITIES, INC.
August 3, 2010 - November 1, 2011
B|O|S
June 28, 2000 - July 22, 2010
STRATEGIC ADVISERS LLC
September 7, 1993 - July 21, 2010
FIDELITY BROKERAGE SERVICES LLC
May 21, 1992 - November 28, 1992
WOODBURY FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
1919 INVESTMENT COUNSEL, LLC
CRD#: 133370 / SEC#: 801-63656
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
1919 INVESTMENT COUNSEL, LLC
CRD#: 133370 / SEC#: 801-63656
Contact information
SEC notice filing (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8,143 |
| AUM (Assets Under Management) | $ 23,984,805,749 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/20/2024 | ||
| 09/28/2023 | ||
| 11/22/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
