Michael S. Cohen
Professional summary
Michael Stephen Cohen was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Michael Stephen Cohen was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1992. Michael had worked at 11 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 30, 2016 - January 18, 2017
DINOSAUR FINANCIAL GROUP, L.L.C
July 6, 2015 - July 13, 2016
IFS SECURITIES
November 8, 2012 - July 28, 2015
AEGIS CAPITAL CORP.
May 14, 2010 - November 8, 2012
INTERNATIONAL ASSETS ADVISORY, LLC
November 25, 2008 - May 18, 2010
OPPENHEIMER & CO. INC.
July 18, 2007 - December 2, 2008
GUNNALLEN FINANCIAL, INC
June 13, 2003 - June 22, 2007
OSAIC FS, INC.
January 3, 2003 - June 13, 2003
OPPENHEIMER & CO. INC.
October 16, 1998 - January 3, 2003
CIBC WORLD MARKETS CORP.
November 6, 1995 - October 23, 1998
GRUNTAL & CO., L.L.C.
June 13, 1994 - November 9, 1995
PRUDENTIAL EQUITY GROUP, LLC
April 21, 1993 - June 13, 1994
GRUNTAL & CO., L.L.C.
July 2, 1992 - April 20, 1993
GKN SECURITIES CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
DINOSAUR FINANCIAL GROUP, L.L.C
CRD#: 104446 / SEC#: , 8-52908
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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