Richard M. Melendez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Mark Melendez was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1992. Richard had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 6, 2019 - February 4, 2020
MINISTRY PARTNERS SECURITIES, LLC
March 24, 2004 - December 18, 2018
CORPORATE INVESTMENTS GROUP, INC.
May 19, 2003 - August 21, 2003
QUEST CAPITAL STRATEGIES, INC.
November 2, 1998 - September 3, 2002
CORPORATE INVESTMENTS GROUP, INC.
January 26, 1998 - October 6, 1998
CALTON & ASSOCIATES, INC.
July 23, 1997 - January 8, 1998
MORGAN GRANT CAPITAL CORP.
January 12, 1994 - July 8, 1997
INVESTORS ASSOCIATES, INC.
August 20, 1992 - January 1, 1994
CHATFIELD DEAN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MINISTRY PARTNERS SECURITIES, LLC
CRD#: 154349 / SEC#: , 8-68628
Contact information
FINRA licenses (26 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 115 |
| AUM (Assets Under Management) | $ 15,166,934 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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