DW
David A. Wischmeier
M HOLDINGS SECURITIES
Minneapolis, MN 55402
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CRD#: 2239420
DW
Professional summary
David Arthur Wischmeier, CLU® is a registered financial advisor currently at M HOLDINGS SECURITIES, INC. located in Minneapolis, Minnesota.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. David has worked at 4 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Saint Paul's Outreach; 2520 Lexington Avenue South Mendota Heights, MN 55120; Non-Profit Board; Not Investment Related; Board Member; Governance issues, prospective board members, and executive team roles/responsibilities; 10/25/2016; 8 hours per month; 4 hours per month during trading hours. 2) GST, LLC; 2617 Pahl Avenue, St. Anthony, MN 55418; 06/10/2013; Chief Manager; Investment in Real Estate; Not Investment Related; 2 hours/month; 1 hour/month during business hours; Profits. 3) Holy Trinity Hermitage, Inc.; P.O. Box 397, Forest Lake MN 55025; Charitable, ministry; Investment-related; Treasurer; Serve on various board committees, which may include finance, board affairs and development ; 8/01/2024; 1 hour per month; 1 hour per month during trading hours. 4) Winged Keel Group; 706 2nd Ave South, Suite 300, Minneapolis, MN 55402; M Financial Group Member Firm Principal, Insurance; Investment related; Client Relationship Manager (CRM) and Principal; Soliciting and sale of both fixed and variable life insurance and annuity products; 07/01/2025; 140 ho/mo; 120 ho/mo during trading hours. 5) NBW Co.; 706 2nd Ave South, Suite 300 Minneapolis MN 55402; Investment related; Shareholder and VP and Secretary; holding company; 1/17/2013; 10 ho/mo; 6 ho/mo during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view David Arthur Wischmeier's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view David Arthur Wischmeier's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
May 27, 2015 - Present
M HOLDINGS SECURITIES, INC.
Office #1: 706 2nd Ave. Ste. 300, Minneapolis, MN 55402RIA
BD
CRD#: 43285
Minneapolis, MN
Current
August 4, 2014 - Present
M HOLDINGS SECURITIES, INC.
Office #1: 706 2nd Ave. Ste. 300, Minneapolis, MN 55402RIA
BD
CRD#: 43285
Minneapolis, MN
Past
April 5, 2005 - August 4, 2014
VALMARK SECURITIES, INC.
BD
CRD#: 31243
MINNEAPOLIS, MN
Past
June 7, 2002 - March 31, 2005
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
AUSTIN, TX
Past
December 1, 1998 - December 31, 2000
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
ST. PAUL, MN
Past
May 26, 1992 - November 21, 1995
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
ST. PAUL, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MH
M HOLDINGS SECURITIES, INC.
M HOLDINGS SECURITIES, INC.
CRD#: 43285 / SEC#: 801-57304, 8-50214
RIA
Registered Investment Advisory firm - SEC (3/14/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(11/8/2019)
RR
Colorado(11/12/2019)
RR
Connecticut(3/28/2023)
RR
Florida(1/2/2025)
RR
Illinois(10/1/2020)
RR
Iowa(6/8/2017)
RR
Maryland(8/21/2017)
RR
Massachusetts(1/17/2025)
RR
Michigan(7/2/2021)
RR
Minnesota(8/4/2014)
IAR
Minnesota(5/27/2015)
RR
Montana(11/17/2022)
RR
New York(5/18/2020)
RR
North Dakota(7/27/2020)
RR
Oregon(7/29/2019)
RR
South Dakota(5/20/2019)
RR
Texas(12/3/2019)
RR
Washington(10/4/2017)
RR
Wisconsin(12/8/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MH
M HOLDINGS SECURITIES, INC.
M HOLDINGS SECURITIES, INC.
CRD#: 43285 / SEC#: 801-57304, 8-50214
RIA
Registered Investment Advisory firm - SEC (3/14/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
1125 N.w. Couch Street Suite 900, Portland, OR 97209
Mailing Address
P.o. Box 2207, Portland, OR 97208-2207
Phone number
(888) 520-6784
Established
Oregon since 03/21/1997
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,442
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| M FINANCIAL HOLDINGS INCORPORATED | EQUITY OWNER | |
| HANEY-JACKSON, LAURA ELIZABETH | VICE PRESIDENT - PRINCIPAL OPERATIONS OFFICER | 4771801 |
| LUDWIG, STEVEN CHARLES | CHIEF COMPLIANCE OFFICER | 2440911 |
| ROGERS, MARIA RENEE | PRINCIPAL FINANCIAL OFFICER | 2442526 |
| SCHOONMAKER, MICHAEL SKI | CHIEF EXECUTIVE OFFICER | 2408456 |
Regulatory assets under management
| Total Number of Accounts | 8,234 |
| AUM (Assets Under Management) | $ 4,078,516,284 |
Disclosures
| Regulatory Event | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/10/2025 | ||
| 11/13/2024 | ||
| 08/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
