Thomas J. Williams
Professional summary
Thomas Jonathan Williams, who also goes by Jon Williams, T Jon Williams, T. Jon Williams, T. Jonathan Williams, is a registered financial advisor currently at SOUTH AVENUE INVESTMENT PARTNERS, LLC located in Encino, California.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Thomas has worked at 5 firms and has passed the Series 63, SIE, Series 50, Series 7, Series 3 and Series 54 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Jonathan Williams's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 18, 2022 - Present
SOUTH AVENUE INVESTMENT PARTNERS, LLC
July 5, 2013 - November 30, 2018
DLX FINANCIAL GROUP, LLC
December 8, 2011 - April 23, 2013
COLUMBIA CAPITAL SECURITIES, INC.
October 29, 2010 - April 23, 2013
COLUMBIA CAPITAL SECURITIES, INC.
August 26, 2009 - December 31, 2021
SOUTH AVENUE INVESTMENT PARTNERS, LLC
May 31, 2005 - November 19, 2008
FIRST DOMINION CAPITAL CORP.
November 21, 2003 - June 18, 2004
HARRISDIRECT LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/18/2022)
Exams
Current Firm
SOUTH AVENUE INVESTMENT PARTNERS, LLC
CRD#: 150267 / SEC#:
Contact information
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