Adam J. Reback
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Adam Jordan Reback was a registered financial professional .
Adam is a previously registered financial professional and started their career in finance in 1992. Adam had worked at 10 firms and has passed the Series 63, Series 7, Series 62, Series 24, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 10, 2003 - November 28, 2006
LEVCO SECURITIES, INC.
August 7, 2002 - February 12, 2003
PARK SOUTH SECURITIES, LLC
July 31, 2001 - August 13, 2002
OPPENHEIMER & CO. INC.
October 8, 1997 - August 14, 2001
LADENBURG THALMANN & CO. INC.
October 28, 1996 - October 1, 1997
HAMPSHIRE SECURITIES CORPORATION
May 3, 1995 - October 3, 1996
GRUNTAL & CO., L.L.C.
August 30, 1994 - May 5, 1995
H.J. MEYERS & CO., INC.
July 8, 1994 - September 1, 1994
WESTFIELD FINANCIAL CORPORATION
January 6, 1993 - May 12, 1993
BEACON SECURITIES, INC.
November 23, 1992 - December 17, 1992
BLUESTONE CAPITAL CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 11/17/1992
Corporate Securities Limited Representative ExaminationCurrent Firm
LEVCO SECURITIES, INC.
CRD#: 41585 / SEC#: , 8-49511
Contact information
Documents
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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