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Adam Jordan Reback

CRD# 2239303·Registered 1992 - 2006
Previously Registered: Being a previously registered professional could mean that Adam is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Adam Jordan Reback was a registered financial advisor. Adam was a previously registered financial professional and started their career in finance 1992 - 2006. Adam had worked at 10 firms and has passed the Series 63, Series 7, Series 62, Series 24, Series 9 and Series 10 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

LEVCO SECURITIES, INC.·CRD# 41585
BD
New York, NY
March 10, 2003 - November 28, 2006
PARK SOUTH SECURITIES, LLC·CRD# 103520
BD
Iselin, NJ
August 7, 2002 - February 12, 2003
OPPENHEIMER & CO. INC.·CRD# 249
BD
New York, NY
July 31, 2001 - August 13, 2002
LADENBURG THALMANN & CO. INC.·CRD# 505
BD
New York, NY
October 8, 1997 - August 14, 2001
HAMPSHIRE SECURITIES CORPORATION·CRD# 19725
BD
New York, NY
October 28, 1996 - October 1, 1997
GRUNTAL & CO., L.L.C.·CRD# 372
BD
New York, NY
May 3, 1995 - October 3, 1996
H.J. MEYERS & CO., INC.·CRD# 15609
BD
Rochester, NY
August 30, 1994 - May 5, 1995
WESTFIELD FINANCIAL CORPORATION·CRD# 8143
BD
New York, NY
July 8, 1994 - September 1, 1994
BEACON SECURITIES, INC.·CRD# 15300
BD
New York, NY
January 6, 1993 - May 12, 1993
BLUESTONE CAPITAL CORP.·CRD# 13516
BD
New York, NY
November 23, 1992 - December 17, 1992

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Current Firm

LS
LEVCO SECURITIES, INC.

LEVCO SECURITIES, INC.

CRD#: 41585 / SEC#: 8-49511
BD
Terminated by SEC on 11/28/2006

Contact Information

Established

Delaware since 06/17/1996

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
BKF ASSET MANAGEMENT, INC.DIRECT OWNER—
GRAY, JOHN CLARKECHIEF FINANCIAL OFFICER & FINOP1367440
KNOX, KATHLEEN BAXTERCROP & ROP—
REBACK, ADAM JORDANCHIEF COMPLIANCE OFFICER2239303
SICILIANO, JOHN CARMINEDIRECTOR, CHAIRMAN, CHIEF EXECUTIVE OFFICER, PRESIDENT1022427

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1994About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Feb 1993About the Series 7 exam

Series 62 — Corporate Securities Limited Representative Examination

Passed Nov 1992

Series 24 — General Securities Principal Examination

Passed Mar 2002About the Series 24 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Jul 2001About the Series 9 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Jul 2001About the Series 10 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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