Jeffrey S. Buck

NICHOLAS HOFFMAN & COMPANY

ATLANTA, GA 30309-2929

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CRD#: 2239235

Professional summary

Jeffrey Scott Buck, who also goes by Jeffrey S Buck, is a registered financial advisor currently at NICHOLAS HOFFMAN & COMPANY, LLC located in Atlanta, Georgia.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Jeffrey has worked at 5 firms and has passed the Series 63, Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeffrey S Buck

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Scott Buck's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 6, 2021 - Present

NICHOLAS HOFFMAN & COMPANY, LLC

Office #1: Two Midtown Plaza 1349 West Peachtree Street St. Nw, Suite 1050, Atlanta, GA 30309-2929

RIA

CRD#: 144516

ATLANTA, GA

Past

April 4, 2007 - January 12, 2011

ALPHA CAPITAL MANAGEMENT, LLC

RIA

CRD#: 141284

ATLANTA, GA

Past

March 29, 2005 - November 19, 2009

WILMINGTON TRUST INVESTMENT MANAGEMENT

RIA

CRD#: 19396

ATLANTA, GA

Past

May 30, 1997 - November 2, 1999

H.C.WAINWRIGHT & CO., LLC

CRD#: 375

NEW YORK, NY

Past

October 5, 1993 - June 6, 1997

ALEX. BROWN & SONS INCORPORATED

CRD#: 20

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NICHOLAS HOFFMAN & COMPANY, LLC

FAMILY CFO, LLC | NICHOLAS HOFFMAN & COMPANY, LLC

CRD#: 144516 / SEC#: 801-68306

RIA

Registered Investment Advisory firm - (9/14/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(12/6/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/21/1993

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 12/8/1993

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 10/4/1993

General Securities Representative Examination

Current Firm

NICHOLAS HOFFMAN & COMPANY, LLC

FAMILY CFO, LLC | NICHOLAS HOFFMAN & COMPANY, LLC

CRD#: 144516 / SEC#: 801-68306

RIA

Registered Investment Advisory firm - (9/14/2007 Approved)

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Contact information

Main Address

Two Midtown Plaza 1349 West Peachtree Street St. Nw, Suite 1050, Atlanta, GA 30309-2929

Mailing Address

1355 Peachtree Street Suite 1450, Atlanta, GA 30309

Phone number

(404) 815-5050

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NICHOLAS HOFFMAN & COMPANY BROCHURE (10/15/2025)

Regulatory assets under management

Total Number of Accounts	2,215
AUM (Assets Under Management)	$ 7,161,171,861

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/13/2024	Cover Page	Report
10/17/2023	Cover Page	Report
12/08/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jeffrey S. Buck

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Scott Buck's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALPHA CAPITAL MANAGEMENT, LLC

WILMINGTON TRUST INVESTMENT MANAGEMENT

H.C.WAINWRIGHT & CO., LLC

ALEX. BROWN & SONS INCORPORATED

Primary Firm SEC Registration

NICHOLAS HOFFMAN & COMPANY, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/21/1993

Series 65

Date: 12/8/1993

Series 7

Date: 10/4/1993

Current Firm

NICHOLAS HOFFMAN & COMPANY, LLC

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

NICHOLAS HOFFMAN & COMPANY, LLC

TRUST BUT VERIFY

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