Albert S. Dalby
Professional summary
Albert Samuel Dalby, who also goes by Albert Samuel Dalby Jr, Bert Dalby Jr, is a registered financial advisor currently at VANTAGE ADVISORS, LLC located in Wayne, Pennsylvania.
Albert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Albert has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Albert Samuel Dalby's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 22, 2019 - Present
VANTAGE ADVISORS, LLC
August 13, 2002 - January 9, 2003
VANGUARD ADVISERS, INC.
August 11, 1995 - December 31, 2018
VANGUARD MARKETING CORPORATION
June 22, 1992 - June 21, 1995
SEI INVESTMENTS DISTRIBUTION CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/22/2019)
Exams
Current Firm
VANTAGE ADVISORS, LLC
CRD#: 301475 / SEC#:
Contact information
Red Flags
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