Christopher M. Birch
Professional summary
Christopher Michael Birch is a registered financial professional currently at CANACCORD GENUITY LLC located in New York, New York.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 1992. Christopher has worked at 8 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Michael Birch's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 26, 2012 - Present
CANACCORD GENUITY LLC
Office #1: One Pennsylvania Plaza Suite 2900, New York, NY 10119January 16, 2008 - September 26, 2012
CANACCORD GENUITY SECURITIES LLC
October 15, 2003 - January 22, 2008
MILLER TABAK + CO., LLC
August 1, 2000 - October 22, 2003
INSTINET, LLC
March 25, 1996 - August 1, 2000
REUTERS C CORPORATION
October 21, 1993 - September 28, 1994
FIDELITY BROKERAGE SERVICES LLC
May 27, 1993 - September 21, 1993
H.J. MEYERS & CO., INC.
December 7, 1992 - April 22, 1993
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/12/2013)
(1/15/2020)
(10/8/2013)
(2/2/2023)
(10/8/2013)
(10/8/2013)
(8/12/2013)
(10/8/2013)
(10/8/2013)
(3/27/2012)
(10/8/2013)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 2/1/2000
Limited Representative-Equity Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
CANACCORD GENUITY LLC
CRD#: 1020 / SEC#: , 8-3271
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CANACCORD ADAMS (DELAWARE) INC. | PARENT | |
| ANDERSON, SCOTT WINFREE | CHIEF COMPLIANCE OFFICER | 5800524 |
| BARLOW, JEFFREY GRIFFIN | CHIEF EXECUTIVE OFFICER, PRESIDENT, EXECUTIVE DIRECTOR | 2277052 |
| DAVIAU, DANIEL JOSEPH | NON- EXECUTIVE DIRECTOR | 6096472 |
| MACFAYDEN, DONALD DUNCAN | EXECUTIVE DIRECTOR, CFO & FINANCIAL & OPERATIONS PRINCIPAL | 5390198 |
| PARDI SQUITIERI, JENNIFER ELLEN | EXECUTIVE DIRECTOR | 4922719 |
| PROUD, EMILY PRESSMAN | CHIEF OPERATING OFFICER | 5815542 |
| TEIPNER, LARISSA KYLE | US GENERAL COUNSEL |
Disclosures
| Regulatory Event | 45 |
| Bond | 1 |
Red Flags
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