Jackie E. Dove
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jackie Eugene Dove JR, who also goes by Jacie Eugene Dove, Jack E Dove, Jack Dove, Jackie Eugene Dove, was a registered financial professional .
Jackie is a previously registered financial professional and started their career in finance in 1992. Jackie had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 28, 2016 - April 18, 2024
COLONIAL RIVER WEALTH MANAGEMENT LLC
October 26, 2016 - April 17, 2024
LPL FINANCIAL LLC
October 13, 1999 - November 2, 2016
OSAIC FA, INC.
July 9, 1993 - May 26, 2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
July 9, 1993 - November 2, 2016
OSAIC FA, INC.
September 9, 1992 - July 9, 1993
FORTH FINANCIAL SECURITIES, CORPORATION
Primary Firm SEC Registration
COLONIAL RIVER WEALTH MANAGEMENT LLC
CRD#: 284839 / SEC#: 801-113243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COLONIAL RIVER WEALTH MANAGEMENT LLC
CRD#: 284839 / SEC#: 801-113243
Contact information
SEC notice filing (17 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,524 |
| AUM (Assets Under Management) | $ 339,836,345 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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