John F. Bohan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Fitzgerald Bohan was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1992. John had worked at 9 firms and has passed the Series 63, Series 7TO, Series 79TO, Series 57TO, SIE, Series 3, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 21, 2018 - June 9, 2020
PROFOR ADVISORS
October 29, 2014 - December 31, 2016
HOCKING CAPITAL, LLC
January 7, 2009 - July 15, 2013
BNP PARIBAS PRIME BROKERAGE, INC.
March 19, 2007 - February 22, 2012
BNP PARIBAS SECURITIES CORP.
May 11, 2006 - January 8, 2007
ACCESS SECURITIES, LLC
May 25, 2000 - June 28, 2005
DEUTSCHE BANK SECURITIES INC.
November 24, 1997 - October 29, 1998
ROBERTSON STEPHENS, INC.
July 24, 1996 - June 4, 1997
DB ALEX. BROWN LLC
July 6, 1992 - December 31, 1995
ING BARING (U.S.) SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 7/7/2022
General Securities Representative ExaminationSeries 79TO
Date: 7/7/2022
Investment Banking Registered Representative ExaminationSeries 57TO
Date: 7/7/2022
Securities Trader ExamSeries 55
Date: 10/2/2000
Limited Representative-Equity Trader ExamCurrent Firm
PROFOR ADVISORS
CRD#: 136084 / SEC#: , 8-66974
Contact information
FINRA licenses (30 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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