Edward D. O'brien
Professional summary
Edward D. O'brien, who also goes by Edward D O'brien, Edward Daniel O'brien, Edward Daniel Obrien, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Boston, Massachusetts and DIGITAL BROKERAGE SERVICES LLC located in Boston, Massachusetts.
Edward is registered as a RR (Registered Representative) and started their career in finance in 1992. Edward has worked at 7 firms and has passed the Series 66, Series 63, Series 99TO, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Edward D. O'brien's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 13, 2022 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 245 Summer Street, Boston, MA 02210December 8, 2022 - Present
DIGITAL BROKERAGE SERVICES LLC
Office #1: 245 Summer Street, Boston, MA 02210December 8, 2022 - Present
FIDELITY PRIME FINANCING
Office #1: 640 Fifth Avenue, New York City, NY 10019December 8, 2022 - Present
FIDELITY DISTRIBUTORS COMPANY LLC
Office #1: 245 Summer Street, Boston, MA 02210December 8, 2022 - Present
NATIONAL FINANCIAL SERVICES LLC
Office #1: 245 Summer Street, Boston, MA 02210January 6, 2014 - April 12, 2016
NATIONAL FINANCIAL SERVICES LLC
October 27, 2004 - November 3, 2009
STRATEGIC ADVISERS LLC
October 18, 2004 - April 7, 2016
FIDELITY BROKERAGE SERVICES LLC
October 23, 1992 - May 5, 1999
FIDELITY BROKERAGE SERVICES LLC
July 27, 1992 - October 8, 1992
FIDELITY DISTRIBUTORS CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationBOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
NYSE American LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
NATIONAL FINANCIAL SERVICES LLC
CRD#: 13041 / SEC#: 801-50706, 8-26740
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | SOLE MEMBER | |
| ADAMS, ROBERT JOHN | CHIEF OPERATIONS OFFICER/ELECTED MANAGER | 1291582 |
| CRUPI, KAREN MICHELE | CHIEF LEGAL OFFICER | 2982229 |
| DEPOALO, RONALD EDWARD | PRESIDENT | 5995085 |
| DYER, JANET MARIE | CHIEF COMPLIANCE OFFICER | 3186352 |
| RHODES, NOAH BUTLER | CHIEF FINANCIAL OFFICER | 6546392 |
| TESAURO, THOMAS JOHN | ELECTED MANAGER | 1862532 |
Disclosures
| Regulatory Event | 47 |
| Civil Event | 1 |
| Arbitration | 14 |
Red Flags
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Company Information
NATIONAL FINANCIAL SERVICES LLC
CRD#: 13041Boston, MA 02210TRUST BUT VERIFY
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