Michael T. Smurl
Professional summary
Michael Todd Smurl, CFA, who also goes by Michael T Smurl, Michael Smurl, Todd Smurl, is a registered financial advisor currently at INTEGRITY FINANCIAL PLANNING, LLC located in Houston, Texas.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Michael has worked at 10 firms and has passed the Series 63, Series 66, Series 65, SIE, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Todd Smurl's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 30, 2020 - Present
INTEGRITY FINANCIAL PLANNING, LLC
June 8, 2017 - July 10, 2017
CITY NATIONAL ROCHDALE
May 26, 2017 - July 10, 2017
CNR SECURITIES, LLC
February 20, 2015 - November 22, 2016
MERCER ALLIED COMPANY, L.P.
February 4, 2015 - November 22, 2016
GOLDMAN SACHS WEALTH SERVICES, L.P.
January 6, 2011 - March 31, 2014
ASCENDANT ADVISORS, LLC
September 10, 2003 - December 15, 2006
BBVA COMPASS INVESTMENT SOLUTIONS, INC
January 2, 2003 - July 8, 2003
BANC OF AMERICA INVESTMENT SERVICES, INC.
November 15, 2002 - July 8, 2003
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 11, 1994 - May 29, 1996
FIRST COMMERCIAL INVESTMENTS, INC.
June 1, 1992 - August 31, 1994
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/7/2021)
(10/30/2020)
Exams
Current Firm
INTEGRITY FINANCIAL PLANNING, LLC
CRD#: 310974 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 14 |
| AUM (Assets Under Management) | $ 4,124,398 |
Red Flags
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