Eugene Flaksman
Professional summary
Eugene Flaksman was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Eugene is a previously registered financial professional and started their career in finance in 1992. Prior to being barred, Eugene had worked at 10 firms, which includes GLOBAL EQUITIES GROUP INC, STONEX SECURITIES INC., SMITH BENTON & HUGHES INC., FLETCHER AND FARADAY INC., GAINEY FINANCIAL SERVICES INC., BUTTONWOOD SECURITIES INC., CORTLANDT CAPITAL CORPORATION, ALLIED CAPITAL INC., LCP CAPITAL CORP., WESTFIELD FINANCIAL CORPORATION.
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Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 8, 1996 - September 4, 1997
GLOBAL EQUITIES GROUP INC
October 3, 1995 - March 12, 1996
STONEX SECURITIES INC.
July 13, 1995 - July 20, 1995
SMITH, BENTON & HUGHES, INC.
November 8, 1994 - May 8, 1995
FLETCHER AND FARADAY, INC.
May 16, 1994 - July 14, 1994
GAINEY FINANCIAL SERVICES, INC.
November 15, 1993 - February 8, 1994
BUTTONWOOD SECURITIES, INC.
June 3, 1993 - December 6, 1993
CORTLANDT CAPITAL CORPORATION
April 26, 1993 - June 10, 1993
ALLIED CAPITAL, INC.
March 31, 1993 - April 22, 1993
LCP CAPITAL CORP.
September 21, 1992 - March 6, 1993
WESTFIELD FINANCIAL CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
GLOBAL EQUITIES GROUP INC
CRD#: 34039 / SEC#: , 8-46197
Contact information
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