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Eugene Flaksman

CRD# 2238918·Registered 1992 - 1997
Barred: Eugene Flaksman was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Eugene Flaksman, who also goes by Gene Flaksman, was a registered financial advisor. Eugene was a previously registered financial professional and started their career in finance 1992 - 1997. Eugene had worked at 10 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Gene Flaksman

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

GLOBAL EQUITIES GROUP INC·CRD# 34039
BD
New York, NY
August 8, 1996 - September 4, 1997
STONEX SECURITIES INC.·CRD# 18456
BD
Birmingham, AL
October 3, 1995 - March 12, 1996
SMITH, BENTON & HUGHES, INC.·CRD# 20877
BD
Los Angeles, CA
July 13, 1995 - July 20, 1995
FLETCHER AND FARADAY, INC.·CRD# 29769
BD
Hempstead, NY
November 8, 1994 - May 8, 1995
GAINEY FINANCIAL SERVICES, INC.·CRD# 27968
BD
Scottsdale, AZ
May 16, 1994 - July 14, 1994
BUTTONWOOD SECURITIES, INC.·CRD# 18420
BD
New York, NY
November 15, 1993 - February 8, 1994
CORTLANDT CAPITAL CORPORATION·CRD# 25152
BD
New York City, NY
June 3, 1993 - December 6, 1993
ALLIED CAPITAL, INC.·CRD# 25975
BD
New York, NY
April 26, 1993 - June 10, 1993
LCP CAPITAL CORP.·CRD# 14469
BD
Staten Island, NY
March 31, 1993 - April 22, 1993
WESTFIELD FINANCIAL CORPORATION·CRD# 8143
BD
New York, NY
September 21, 1992 - March 6, 1993

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Current Firm

GE
GLOBAL EQUITIES GROUP INC

GLOBAL EQUITIES GROUP INC | STAR SECURITIES NETWORK, INC. | GLOBAL EQUITIES GROUP, INC.

CRD#: 34039 / SEC#: 8-46197
BD
Terminated by SEC on 03/13/1998

Contact Information

Established

Colorado since 06/05/1993

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1993About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Sep 1992About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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