Paul S. Heuwetter

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CRD#: 2238862

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Paul Stephen Heuwetter, who also goes by Paul Stephen Heuwetter Jr, was a registered financial professional .

Paul is a previously registered financial professional and started their career in finance in 1992. Paul had worked at 12 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Paul Stephen Heuwetter Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Boustead Capital Partners, LLC, IR, Irvine, CA, Registered Investment Adviser Firm, Investment Adviser Representative, 07/2018, Hr/Mo. (2) Sutter Securities, Inc.; IR; SF, CA; Registered Representative; 10/2019. (3) Boustead Securities, LLC; IR; Irvine, CA; Reg Rep; 7/2018 (4) Sutter Securities Clearing, LLC; IR; Irvine, CA; Reg Rep; 2/2020. (5) Px2 Partners, LLC; LLC; Chicago, IL; Part owner; 7/2020; LLC formed to address non-investment work with disaster recovery and medical supplies efforts/consulting; 50% ownership. (6) Continuum Outdoors Nov 2021, Duties Business Relations, Owner. Type of business,Outdoor Industry Technology Development, Outdoor Industry Real Estate Development. Work per month 32 hours. (7) Continuum Impact Capital & Continuum Impact Capital Advisors - Business Formation Address 33 N Lasalle St Chicago Il Start Date 1/26/2022. Owner of Business Consulting Firm. Work per month est 80 hours.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 7, 2023 - October 16, 2024

SEQUENCE FINANCIAL SPECIALISTS LLC

CRD#: 132915

FLORENCE, SC

Past

June 2, 2021 - August 3, 2023

SUTTER CAPITAL PARTNERS, LLC

RIA

CRD#: 312689

New York, NY

Past

February 12, 2020 - December 4, 2020

SUTTER SECURITIES CLEARING, LLC

CRD#: 134742

IRVINE, CA

Past

October 1, 2019 - August 3, 2023

SUTTER SECURITIES INCORPORATED

CRD#: 30770

IRVINE, CA

Past

September 5, 2019 - November 21, 2019

SUTTER SECURITIES CLEARING, LLC

CRD#: 134742

IRVINE, CA

Past

August 1, 2018 - July 21, 2021

SUTTER CAPITAL PARTNERS, LLC

RIA

CRD#: 288442

New York, NY

Past

August 1, 2018 - August 3, 2023

BOUSTEAD SECURITIES, LLC

CRD#: 141391

IRVINE, CA

Past

April 13, 2018 - July 26, 2018

SEQUENCE FINANCIAL SPECIALISTS LLC

CRD#: 132915

FLORENCE, SC

Past

December 4, 2017 - March 20, 2018

NMS CAPITAL ASSET MANAGEMENT, INC.

RIA

CRD#: 149678

New York, NY

Past

December 1, 2017 - March 20, 2018

HB SECURITIES, LLC

CRD#: 140356

NEWPORT BEACH, CA

Past

November 15, 2006 - February 16, 2017

FLAGSTAR ADVISORS

RIA

CRD#: 104233

NEW YORK, NY

Past

April 7, 2003 - February 16, 2017

FLAGSTAR ADVISORS

CRD#: 104233

NEW YORK, NY

Past

October 14, 1997 - February 2, 2000

WESTON CAPITAL MARKETS INC.

CRD#: 32911

NEW YORK, NY

Past

January 18, 1994 - September 12, 1996

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

June 17, 1992 - February 2, 1993

H.J. MEYERS & CO., INC.

CRD#: 15609

ROCHESTER, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/13/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/9/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/5/2003

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/7/2004

General Securities Principal Examination

Current Firm

SEQUENCE FINANCIAL SPECIALISTS LLC

INVESTAMERICA | WRSEQUENCE, LLC | SEQUENCE INVESTMENT PARTNERS, LLC | SEQUENCE INVESTMENT PARTNERS, INC. | SEQUENCE FINANCIAL SPECIALISTS LLC

CRD#: 132915 / SEC#: , 8-66657

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

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Contact information

Main Address

181 E. Evans Street Ste C1, Florence, SC 29506

Mailing Address

181 E. Evans Street Ste C1, Btc-001, Florence, SC 29506

Phone number

(843) 319-9100

Established

South Carolina since 04/15/2005

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
SEQUENCE HOLDINGS LLC	OWNER
ANDRES, SARA JANE	MANAGING PRINCIPAL	2985300
GRAHAM, ANDREA JONES	COO	6090670
LAVENDER, STACEY LYNN	CCO	4365033
SCHAPS, MICHAEL ROBERT	FINOP	1892138

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Paul S. Heuwetter

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

SUTTER CAPITAL PARTNERS, LLC

SUTTER SECURITIES CLEARING, LLC

SUTTER SECURITIES INCORPORATED

SUTTER SECURITIES CLEARING, LLC

SUTTER CAPITAL PARTNERS, LLC

BOUSTEAD SECURITIES, LLC

SEQUENCE FINANCIAL SPECIALISTS LLC

NMS CAPITAL ASSET MANAGEMENT, INC.

HB SECURITIES, LLC

FLAGSTAR ADVISORS

FLAGSTAR ADVISORS

WESTON CAPITAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

H.J. MEYERS & CO., INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/13/2006

Series 63

Date: 4/9/2003

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 4/5/2003

Series 24

Date: 5/7/2004

Current Firm

SEQUENCE FINANCIAL SPECIALISTS LLC

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

SEQUENCE FINANCIAL SPECIALISTS LLC

TRUST BUT VERIFY

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