Craig A. Dumnich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Craig Alan Dumnich was a registered financial professional .
Craig is a previously registered financial professional and started their career in finance in 1992. Craig had worked at 15 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 27, 2015 - July 28, 2016
MEEDER DISTRIBUTION SERVICES, INC.
November 5, 2013 - August 1, 2014
INSPEREX LLC
November 5, 2013 - August 1, 2014
INCAPITAL DISTRIBUTORS LLC
October 6, 2011 - November 6, 2013
TOUCHSTONE SECURITIES, INC.
July 31, 2009 - October 5, 2011
EDWARD JONES
April 28, 2004 - February 17, 2009
VAN KAMPEN ADVISORS INC
April 17, 1998 - February 17, 2009
INVESCO CAPITAL MARKETS, INC.
January 29, 1997 - April 15, 1998
DWS DISTRIBUTORS, INC.
September 30, 1996 - October 1, 1996
INDEPENDENT FINANCIAL SECURITIES, INC.
August 2, 1996 - October 9, 1996
NATCITY INVESTMENTS, INC.
July 7, 1993 - August 27, 1996
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
July 7, 1993 - August 27, 1996
OSAIC FA, INC.
April 24, 1993 - August 6, 1993
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
April 24, 1993 - August 6, 1993
EQUITABLE ADVISORS, LLC
July 8, 1992 - January 29, 1993
L.C. WEGARD & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MEEDER DISTRIBUTION SERVICES, INC.
CRD#: 36773 / SEC#: , 8-47374
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
