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VK

Van C. Kirchhoff

Some features on this profile are disabled
CRD#: 2238732
VK

Professional summary

Van Carll Kirchhoff was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Van is a previously registered financial professional and started their career in finance in 1992. Prior to being barred, Van had worked at 4 firms, which includes THE KIRCHHOFF ORGANIZATION LTD., DIMEDIO AND COMPANY, UBS FINANCIAL SERVICES INC., PRUCO SECURITIES LLC..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

June 26, 1997 - November 22, 1999

THE KIRCHHOFF ORGANIZATION, LTD.

BD
CRD#: 42936
WOODCLIFF LAKE, NJ
Past

August 18, 1995 - April 17, 1998

DIMEDIO AND COMPANY

BD
CRD#: 38044
MOORESTOWN, NJ
Past

December 10, 1993 - August 12, 1995

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

May 29, 1992 - September 15, 1993

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
NEWARK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 1/3/1994
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 1/3/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 12/21/1993
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 5/28/1992
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 7/31/1996
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 11/2/1995
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 27
Date: 7/19/1995
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/17/1995
General Securities Principal Examination

Current Firm

TK
THE KIRCHHOFF ORGANIZATION, LTD.
THE KIRCHHOFF ORGANIZATION, LTD.

CRD#: 42936 / SEC#: , 8-50088

BD
Cancelled by SEC on 03/30/2000
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Contact information

Main Address
Mailing Address
Phone number
Established
New Jersey since 02/20/1997
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
KIRCHHOFF, VAN CARLLPRESIDENT2238732

Disclosures

Arbitration2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

THE KIRCHHOFF ORGANIZATION, LTD.

CRD#: 42936

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