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Van Carll Kirchhoff

CRD# 2238732·Registered 1992 - 1999
Barred: Van Carll Kirchhoff was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Van Carll Kirchhoff was a registered financial advisor. Van was a previously registered financial professional and started their career in finance 1992 - 1999. Van had worked at 4 firms and has passed the Series 65, Series 63, Series 7, Series 6, Series 53, Series 4, Series 27 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

THE KIRCHHOFF ORGANIZATION, LTD.·CRD# 42936
BD
Woodcliff Lake, NJ
June 26, 1997 - November 22, 1999
DIMEDIO AND COMPANY·CRD# 38044
BD
Moorestown, NJ
August 18, 1995 - April 17, 1998
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
December 10, 1993 - August 12, 1995
PRUCO SECURITIES, LLC.·CRD# 5685
BD
Newark, NJ
May 29, 1992 - September 15, 1993

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Current Firm

TK
THE KIRCHHOFF ORGANIZATION, LTD.

THE KIRCHHOFF ORGANIZATION, LTD.

CRD#: 42936 / SEC#: 8-50088
BD
Cancelled by SEC on 03/30/2000

Contact Information

Established

New Jersey since 02/20/1997

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
KIRCHHOFF, VAN CARLLPRESIDENT2238732

Disclosures

Arbitration

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jan 1994About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1994About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Dec 1993About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed May 1992About the Series 6 exam

Series 53 — Municipal Securities Principal Examination

Passed Jul 1996About the Series 53 exam

Series 4 — Registered Options Principal Examination

Passed Nov 1995About the Series 4 exam

Series 27 — Financial and Operations Principal Examination

Passed Jul 1995About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Apr 1995About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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