Randy L. Smith

CLEAR SKY FINANCIAL, LP

PROSPER, TX 75078

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CRD#: 2238713

Professional summary

Randy Louis Smith, CFP® is a registered financial advisor currently at CLEAR SKY FINANCIAL, LP located in Prosper, Texas.

Randy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Randy has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

What are your service offerings?

Employee and Employer Plan Ben...

Retirement Planning

Investment Planning

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) 02/03/1991 * licensed insurance agent* 5% of time spent.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Randy Louis Smith's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2001

Experience

Current

October 11, 2018 - Present

CLEAR SKY FINANCIAL, LP

Office #1: 130 N. Preston Road Suite 344, Prosper, TX 75078

RIA

CRD#: 298551

PROSPER, TX

Past

January 3, 2006 - December 20, 2018

LPL FINANCIAL LLC

RIA

CRD#: 6413

PLANO, TX

Past

January 3, 2006 - December 20, 2018

LPL FINANCIAL LLC

CRD#: 6413

PLANO, TX

Past

September 13, 2001 - January 4, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

DALLAS, TX

Past

September 13, 2001 - January 4, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

September 13, 2001 - January 4, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

August 20, 1992 - September 28, 2001

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CLEAR SKY FINANCIAL, LP

CLEAR SKY FINANCIAL, LP | CLEAR SKY FINANCIAL, LP.

CRD#: 298551 / SEC#: 801-120728

RIA

Registered Investment Advisory firm - (4/7/2021 Approved)

Texas

Registered Investment Advisory firm - (4/26/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(10/11/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/24/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/25/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/18/1992

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CLEAR SKY FINANCIAL, LP

CLEAR SKY FINANCIAL, LP | CLEAR SKY FINANCIAL, LP.

CRD#: 298551 / SEC#: 801-120728

RIA

Registered Investment Advisory firm - (4/7/2021 Approved)

Texas

Registered Investment Advisory firm - (4/26/2021 Terminated)

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Contact information

Main Address

130 N. Preston Road Suite 344, Prosper, TX 75078

Mailing Address

Phone number

(214) 440-3615

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A AND 2B MARCH 2025 (3/27/2025)

Regulatory assets under management

Total Number of Accounts	279
AUM (Assets Under Management)	$ 123,983,496

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Randy L. Smith

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Randy Louis Smith's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

PFS INVESTMENTS INC.

Primary Firm SEC Registration

CLEAR SKY FINANCIAL, LP

State Registrations and Notice Filings

Exams

Series 63

Date: 7/24/1992

SIE

Date: 10/1/2018

Series 7

Date: 9/25/2001

Series 6

Date: 8/18/1992

Current Firm

CLEAR SKY FINANCIAL, LP

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CLEAR SKY FINANCIAL, LP

TRUST BUT VERIFY

Contact information

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