Nathaniel I. Shapinsky
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nathaniel Ian Shapinsky, who also goes by Ian Shapinsky, was a registered financial professional .
Nathaniel is a previously registered financial professional and started their career in finance in 1992. Nathaniel had worked at 13 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 27, Series 24, Series 53 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 20, 2003 - November 10, 2003
HARRISON SECURITIES, INC.
February 21, 2001 - May 17, 2001
VALLEY FORGE SECURITIES, INC .
September 3, 1998 - January 2, 2001
PRESTON LANGLEY ASSET MANAGEMENT, INC.
January 14, 1998 - August 11, 1998
TAYLOR STUART FINANCIAL, INC.
September 18, 1997 - January 12, 1998
PRESTON LANGLEY ASSET MANAGEMENT, INC.
February 22, 1997 - September 17, 1997
WINCHESTER INVESTMENT SECURITIES, INC.
June 24, 1996 - March 25, 1997
MEYERS POLLOCK ROBBINS, INC.
September 28, 1995 - August 1, 1996
INSTITUTIONAL EQUITY CORPORATION
July 7, 1995 - September 21, 1995
BROCKINGTON SECURITIES, INC.
October 18, 1994 - August 29, 1995
FIRST AFFILIATED SECURITIES
April 15, 1993 - October 31, 1994
CAMELOT INVESTMENT CORP.
November 18, 1992 - April 15, 1993
ROBERT TODD FINANCIAL CORP.
August 18, 1992 - October 26, 1992
THE WELLINGTON GROUP, INC.
July 31, 1992 - August 19, 1992
A.J. MICHAELS & CO., LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HARRISON SECURITIES, INC.
CRD#: 14103 / SEC#: , 8-30546
Contact information
Documents
Disclosures
| Regulatory Event | 8 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
