Frank R. Decillis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frank Richard Decillis, who also goes by Richard Decillis, Frank Richards, was a registered financial professional .
Frank is a previously registered financial professional and started their career in finance in 1993. Frank had worked at 18 firms and has passed the Series 63, SIE, Series 7 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 19, 2018 - April 22, 2020
PHX FINANCIAL, INC.
August 1, 2017 - July 5, 2018
SW FINANCIAL
August 4, 2016 - July 28, 2017
FIRST STANDARD FINANCIAL COMPANY LLC
March 15, 2016 - August 20, 2016
VCS VENTURE SECURITIES
April 23, 2013 - February 4, 2016
AEGIS CAPITAL CORP.
October 6, 2011 - April 23, 2013
IAA FINANCIAL LLC
August 9, 2010 - September 26, 2011
SYNERGY INVESTMENT GROUP, LLC
July 9, 2009 - August 2, 2010
JOHN THOMAS FINANCIAL
September 15, 2008 - September 23, 2008
NEWBRIDGE SECURITIES CORPORATION
June 6, 2008 - August 12, 2008
WOODSTOCK FINANCIAL GROUP, INC.
July 29, 1997 - August 21, 1997
THE THORNWATER COMPANY, L.P.
December 13, 1996 - February 28, 1997
TIMECAPITAL SECURITIES CORPORATION
May 22, 1996 - July 10, 1996
DANALLEN INVESTMENT GROUP INC.
March 29, 1996 - May 3, 1996
PARAGON CAPITAL MARKETS, INC.
March 13, 1996 - May 6, 1996
CORTLANDT CAPITAL CORPORATION
April 18, 1995 - October 2, 1995
LANDMARK INTERNATIONAL EQUITIES
February 16, 1995 - April 13, 1995
FIRST UNITED EQUITIES CORPORATION
December 8, 1993 - January 24, 1995
KENSINGTON WELLS INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 11/22/1993
Corporate Securities Limited Representative ExaminationCurrent Firm
PHX FINANCIAL, INC.
CRD#: 144403 / SEC#: , 8-67653
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
