David J. Morton

OLIVER INVESTMENTS

Woburn, MA 01801

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CRD#: 2238613

Professional summary

David Jay Morton is a registered financial advisor currently at OLIVER INVESTMENTS located in Woburn, Massachusetts.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. David has worked at 15 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Hyde Park Consulting LLC. Not an investment related business. 258 Main Street, Medfield MA 02052, Hyde Park Consulting LLC is a business consulting firm. Principal started 06/2018. Mr. Morton devotes approximately 150 hours per month with 3 hours during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Jay Morton's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 7, 2017 - Present

OLIVER INVESTMENTS

Office #1: 12 Gill Street Suite 5450, Woburn, MA 01801

RIA

CRD#: 173769

Woburn, MA

Past

September 13, 2012 - October 11, 2022

IQVESTMENT, LLC

RIA

CRD#: 157514

WOBURN, MA

Past

July 11, 2011 - February 28, 2012

EDGARTOWN ADVISORS LLC

RIA

CRD#: 153629

BOSTON, MA

Past

September 24, 2010 - May 30, 2012

CAPITOL SECURITIES MANAGEMENT, INC.

RIA

CRD#: 14169

GLEN ALLEN, VA

Past

September 24, 2010 - May 30, 2012

CAPITOL SECURITIES & ASSOCIATES, INC.

CRD#: 7278

WELLESLEY, MA

Past

January 2, 2009 - September 27, 2010

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

WELLESLEY, MA

Past

March 6, 2007 - January 8, 2018

MWA ASSET MANAGEMENT

RIA

CRD#: 142912

BOSTON, MA

Past

May 26, 2005 - January 2, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

WELLESLEY, MA

Past

April 29, 2005 - September 27, 2010

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

WELLESLEY, MA

Past

July 16, 2000 - April 29, 2005

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

WELLESLEY, MA

Past

June 1, 2000 - April 29, 2005

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

July 12, 1996 - June 5, 2000

LEGG MASON WOOD WALKER, INCORPORATED

CRD#: 6555

BALTIMORE, MD

Past

July 27, 1994 - July 17, 1996

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

July 31, 1993 - August 4, 1994

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

November 23, 1992 - July 31, 1993

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

July 8, 1992 - November 24, 1992

DICKINSON & CO.

CRD#: 689

DES MOINES, IA

Past

June 24, 1992 - July 9, 1992

H.J. MEYERS & CO., INC.

CRD#: 15609

ROCHESTER, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(2/7/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/25/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/1/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/27/2020

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/22/1992

General Securities Representative Examination

Current Firm

OLIVER INVESTMENTS

OLIVER INVESTMENTS | OLIVER INVESTMENTS LLC

CRD#: 173769 / SEC#: 801-119664

Massachusetts

Registered Investment Advisory firm - (11/1/2016 Approved)

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Contact information

Main Address

12 Gill Street Suite 5450, Woburn, MA 01801

Mailing Address

Phone number

(781) 686-7953

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David J. Morton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Jay Morton's CRS (Customer Relationship Summary).

Certified licenses

Experience

IQVESTMENT, LLC

EDGARTOWN ADVISORS LLC

CAPITOL SECURITIES MANAGEMENT, INC.

CAPITOL SECURITIES & ASSOCIATES, INC.

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

MWA ASSET MANAGEMENT

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

LEGG MASON WOOD WALKER, INCORPORATED

PRUDENTIAL EQUITY GROUP, LLC

CITIGROUP GLOBAL MARKETS INC.

LEHMAN BROTHERS INC.

DICKINSON & CO.

H.J. MEYERS & CO., INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/25/1996

Series 63

Date: 7/1/1992

SIE

Date: 1/27/2020

Series 7

Date: 6/22/1992

Current Firm

OLIVER INVESTMENTS

Contact information

Documents

Red Flags

Company Information

OLIVER INVESTMENTS

TRUST BUT VERIFY

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