David Ajifu
Professional summary
David Ajifu is a registered financial professional currently at HENNION & WALSH, INC. located in Parsippany, New Jersey.
David is registered as a RR (Registered Representative) and started their career in finance in 1994. David has worked at 17 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Ajifu's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 6, 2018 - Present
HENNION & WALSH, INC.
Office #1: 2001 Route 46 Waterview Plaza, Parsippany, NJ 07054-1018May 12, 2016 - April 4, 2017
SAYBRUS EQUITY SERVICES, LLC
September 15, 2014 - January 14, 2016
INSPEREX LLC
September 15, 2014 - January 14, 2016
INCAPITAL DISTRIBUTORS LLC
July 29, 2014 - September 19, 2014
QUESTAR CAPITAL CORPORATION
August 23, 2011 - July 25, 2012
SIGMA FINANCIAL CORPORATION
June 11, 2009 - August 24, 2011
AUGUSTAR DISTRIBUTORS, INC.
December 5, 2008 - April 15, 2009
JOHN HANCOCK INVESTMENT MANAGEMENT LLC
June 3, 2005 - December 31, 2006
JOHN HANCOCK DISTRIBUTORS LLC
May 6, 2005 - April 15, 2009
JOHN HANCOCK DISTRIBUTORS LLC
October 1, 2004 - March 7, 2006
ESSEX NATIONAL SECURITIES, LLC
September 29, 2004 - March 7, 2006
ESSEX NATIONAL SECURITIES, LLC
February 13, 2003 - December 1, 2003
MORGAN STANLEY DW INC.
December 17, 2002 - December 1, 2003
MORGAN STANLEY DW INC.
April 5, 2001 - November 1, 2001
VERAVEST INVESTMENTS, INC.
July 26, 1999 - December 19, 2000
GE INVESTMENT DISTRIBUTORS, INC
August 26, 1998 - July 27, 1999
TOWER SQUARE SECURITIES, INC.
November 13, 1995 - May 3, 1996
GATEWAY INVESTMENT SERVICES, INC.
January 4, 1995 - August 24, 1995
NATIONAL CLEARING CORP.
July 6, 1994 - November 11, 1994
LAZAR FREDERICK & COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/7/2018)
Exams
FINRA
Current Firm
HENNION & WALSH, INC.
CRD#: 25766 / SEC#: , 8-41988
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HENNION, RICHARD | EXECUTIVE VICE PRESIDENT | 1315386 |
| WALSH, WILLIAM WALTER | PRESIDENT | 1174993 |
| FITZSIMMONS, PHILLIP | CHIEF COMPLIANCE OFFICER | 1625889 |
| HENNION, WILLIAM | VICE PRESIDENT | 2048378 |
| KOWALSKI, STEPHEN GEORGE | VICE PRESIDENT | 1919574 |
| MAHN, KEVIN DOUGLAS | MANAGING DIRECTOR | 2519398 |
| WURST, WENDY ANN | FINOP, TREASURER | 1902879 |
Disclosures
| Regulatory Event | 12 |
| Arbitration | 6 |
Red Flags
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