Jeffrey D. Carter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Donald Carter was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1992. Jeffrey had worked at 10 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 24, 2017 - September 30, 2020
SMART PORTFOLIO MANAGEMENT, LLC
January 3, 2017 - October 4, 2017
EQUITRUST INVESTMENT MANAGEMENT SERVICES, INC.
December 12, 2016 - October 4, 2017
FBL MARKETING SERVICES, LLC
May 15, 2007 - September 26, 2016
SMART PORTFOLIO MANAGEMENT, LLC
January 1, 2004 - October 18, 2005
VOYA FINANCIAL ADVISORS, INC.
January 5, 2001 - January 1, 2004
LOCUST STREET SECURITIES, INC.
February 14, 2000 - January 4, 2001
ALLSTATE FINANCIAL SERVICES, LLC
March 4, 1999 - March 1, 2000
PRO-INTEGRITY SECURITIES, INC.
March 14, 1995 - February 22, 1999
SUNPOINT SECURITIES, INC.
August 4, 1994 - February 2, 1995
D.E. FREY & COMPANY, INC.
December 11, 1992 - August 4, 1994
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SMART PORTFOLIO MANAGEMENT, LLC
CRD#: 143330 / SEC#:
Contact information
Red Flags
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