John V. Mcewan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Vincent Mcewan was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1993. John had worked at 5 firms and has passed the Series 63 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 13, 1997 - April 8, 1998
GLOBAL STRATEGIES GROUP, INC.
September 3, 1996 - May 14, 1997
EURO-ATLANTIC SECURITIES INC.
September 27, 1994 - August 5, 1996
MEYERS POLLOCK ROBBINS, INC.
June 28, 1994 - August 17, 1994
HANOVER, STERLING & COMPANY LTD.
September 28, 1993 - February 23, 1994
J.W. BARCLAY & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 9/23/1993
Corporate Securities Limited Representative ExaminationCurrent Firm
GLOBAL STRATEGIES GROUP, INC.
CRD#: 27414 / SEC#: , 8-43079
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
