Marc L. Gold
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marc Lewis Gold was a registered financial advisor .
Marc is a previously registered financial advisor and started their career in finance in 1970. Marc had worked at 11 firms and has passed the Series 65, Series 63, PC and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 1, 1999 - November 21, 2013
GOLD ASSET MANAGEMENT, INC.
July 31, 1993 - May 22, 1995
CITIGROUP GLOBAL MARKETS INC.
October 1, 1987 - July 31, 1993
LEHMAN BROTHERS INC.
May 22, 1981 - September 9, 1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 2, 1980 - December 1, 1980
HIMCO DISTRIBUTION SERVICES COMPANY
July 11, 1977 - July 11, 1980
VP DISTRIBUTORS LLC
October 2, 1975 - August 9, 1977
VERAVEST INVESTMENTS, INC.
August 13, 1974 - September 30, 1975
OSAIC FA, INC.
August 13, 1974 - February 2, 1976
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
December 10, 1973 - June 15, 1974
GENERAL AMERICAN LIFE INSURANCE COMPANY
November 18, 1970 - November 26, 1973
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 6/26/1981
AMEX Put and Call ExamSeries 1
Date: 6/3/1968
Registered Representative ExaminationCurrent Firm
GOLD ASSET MANAGEMENT, INC.
CRD#: 107281 / SEC#: 801-49271
Contact information
Red Flags
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