Kelvin W. Gold
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kelvin William Gold, who also goes by Bill Gold, Kelvin Gold, was a registered financial professional .
Kelvin is a previously registered financial professional and started their career in finance in 1968. Kelvin had worked at 9 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 28, 2019 - May 16, 2024
TCP ASSET MANAGEMENT, LLC
June 25, 2012 - May 16, 2019
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
June 14, 2012 - April 2, 2024
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
January 24, 2001 - November 1, 2002
GOLD FINANCIAL ADVISORY SERVICES, LLC
April 17, 2000 - August 1, 2002
GOLD & ASSOCIATES, INC.
July 17, 1996 - June 19, 2012
VOYA FINANCIAL ADVISORS, INC.
September 6, 1989 - June 19, 2012
VOYA FINANCIAL ADVISORS, INC.
April 16, 1987 - September 6, 1989
WILLDEN SECURITIES CORPORATION
August 2, 1982 - February 3, 1987
NEIDER SECURITIES CORPORATION
July 19, 1976 - January 26, 1979
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
July 16, 1968 - September 25, 1980
TRANSAMERICA FINANCIAL ADVISORS, INC.
Primary Firm SEC Registration
TCP ASSET MANAGEMENT, LLC
CRD#: 286037 / SEC#: 801-108836
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 1
Date: 7/13/1968
Registered Representative ExaminationCurrent Firm
TCP ASSET MANAGEMENT, LLC
CRD#: 286037 / SEC#: 801-108836
Contact information
SEC notice filing (29 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,930 |
| AUM (Assets Under Management) | $ 822,130,691 |
Red Flags
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