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Joseph Ben Locicero

CRD# 2237987·Registered 1992 - 2017
Previously Registered: Being a previously registered professional could mean that Joseph is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Joseph Ben Locicero, who also goes by Joseph B Locicero, Joseph Benjamin Locicero, Joseph Locicero, was a registered financial advisor. Joseph was a previously registered financial professional and started their career in finance 1992 - 2017. Joseph had worked at 8 firms and has passed the Series 63, SIE, Series 57 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Joseph B Locicero, Joseph Benjamin Locicero, Joseph Locicero

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

QUASAR TRADING, LLC·CRD# 151974
BD
San Juan, PR
February 4, 2017 - September 27, 2017
G-2 TRADING,LLC·CRD# 44018
BD
New York, NY
January 30, 2012 - January 3, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
Oakland, CA
February 25, 2010 - April 29, 2010
VTRADER PRO, LLC·CRD# 131920
BD
San Francisco, CA
August 5, 2008 - November 8, 2011
G-2 TRADING,LLC·CRD# 44018
BD
New York, NY
May 9, 2006 - July 25, 2008
CARLIN EQUITIES, LLC·CRD# 31295
BD
New York, NY
July 31, 2000 - October 4, 2005
ATLAS CLEARING, INC.·CRD# 3777
BD
Salt Lake City, UT
July 13, 1994 - August 13, 1997
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
November 17, 1993 - December 9, 1994
INTERFIRST CAPITAL CORPORATION·CRD# 7659
BD
Los Angeles, CA
July 9, 1992 - December 9, 1992

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Current Firm

QT
QUASAR TRADING, LLC

BEAR TRADING, LLC | QUASAR TRADING, LLC

CRD#: 151974 / SEC#: 8-68416
BD
Terminated by SEC on 11/27/2017

Contact Information

Established

Delaware since 07/13/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
BALASIS, ELIASMANAGING MEMBER5778292
SHALEV, ASSAFMANAGING MEMBER/CCO4538085
FULVIO, GENNARO JOHNFINOP2435828

Disclosures

Regulatory Event

6

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2002About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Sep 2017About the SIE exam

Series 57 — Securities Trader Exam

Passed Feb 2017About the Series 57 exam

Series 7 — General Securities Representative Examination

Passed Jul 1992About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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