Bruce J. Roberts
Professional summary
Bruce James Roberts, who also goes by Bruce Lester Rabinowitz, is a registered financial advisor currently at SHELTER ISLAND WEALTH ADVANCE located in St Johns, Florida.
Bruce is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Bruce has worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Bruce James Roberts's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 2, 2025 - Present
SHELTER ISLAND WEALTH ADVANCE
November 3, 2021 - December 31, 2022
SHELTER ISLAND WEALTH ADVANCE
January 13, 2014 - May 11, 2016
FINTRUST BROKERAGE SERVICES, LLC
February 21, 2012 - March 1, 2013
NATIONAL SECURITIES CORPORATION
October 1, 2010 - February 24, 2012
FAGENSON & CO., INC.
July 7, 2010 - October 1, 2010
PULSE TRADING, INC.
February 17, 2010 - July 1, 2010
LEDGEMONT CAPITAL MARKETS LLC
June 10, 2004 - March 17, 2005
KAUFMAN BROS., L.P.
October 24, 2003 - April 22, 2004
THE WILLIAMS CAPITAL GROUP, L.P.
July 13, 1998 - October 3, 2002
COMMERZ MARKETS LLC
May 21, 1997 - June 2, 1998
SBC WARBURG DILLON READ INC.
April 13, 1996 - February 3, 1997
ABN AMRO SECURITIES LLC
March 16, 1994 - December 20, 1995
LADENBURG THALMANN & CO. INC.
August 19, 1992 - September 24, 1993
BREAN MURRAY & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/2/2025)
Exams
Current Firm
SHELTER ISLAND WEALTH ADVANCE
CRD#: 332783 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 2 |
| AUM (Assets Under Management) | $ 715,000 |
Red Flags
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