MG
Mark T. Gregoreski
CETERA INVESTMENT ADVISERS LLC
Independence, OH 44131
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CRD#: 2237965
MG
Professional summary
Mark Thomas Gregoreski is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Independence, Ohio and CETERA WEALTH SERVICES, LLC located in Independence, Ohio.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Mark has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Name of other business: Verus Financial Investment related: Yes Address: Same as registered location Nature of business: DBA - branding team name for Financial Services Start date: 01/2025 Position/title/relationship: Financial Professional Apx number of hours per week: 40 Apx number of hours during trading hours: 40 Brief description of duties: Providing Insurance, Securities, and Advisory Services; 2. NAME OF OTHER BUSINESS: M GREGORESKI LLC, INVESTMENT RELATED: YES, ADDRESS: SAME AS RESIDENTIAL LOCATION, NATURE OF BUSINESS: EXPENSE MANAGEMENT, START DATE: 01/2017, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 1, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: MANAGE COMPENSATION FROM BROKER-DEALER;
CRS (Client Relationship Summary) - RIA
Click below to view Mark Thomas Gregoreski's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 9, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 4807 Rockside Rd Suite 330, Independence, OH 44131RIA
CRD#: 105644
Independence, OH
Current
April 9, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 4807 Rockside Rd Suite 330, Independence, OH 44131BD
CRD#: 13572
Independence, OH
Past
December 18, 2008 - April 9, 2025
NEXT FINANCIAL GROUP, INC.
RIA
CRD#: 46214
INDEPENDENCE, OH
Past
December 18, 2008 - April 9, 2025
NEXT FINANCIAL GROUP, INC.
BD
CRD#: 46214
INDEPENDENCE, OH
Past
October 31, 2005 - December 22, 2008
OSAIC SERVICES, INC.
RIA
CRD#: 133763
INDEPENDENCE, OH
Past
October 31, 2005 - December 22, 2008
OSAIC SERVICES, INC.
BD
CRD#: 133763
INDEPENDENCE, OH
Past
February 5, 2003 - October 31, 2005
SUNAMERICA SECURITIES, INC.
RIA
CRD#: 20068
INDEPENDENCE, OH
Past
October 26, 1998 - October 31, 2005
SUNAMERICA SECURITIES, INC.
BD
CRD#: 20068
PHOENIX, AZ
Past
October 14, 1995 - November 2, 1998
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BD
CRD#: 11025
ST. LOUIS, MO
Past
May 8, 1992 - October 25, 1995
EURO-ATLANTIC SECURITIES INC.
BD
CRD#: 21367
BOCA RATON, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(4/9/2025)
RR
Arizona(4/9/2025)
RR
Colorado(4/9/2025)
RR
Connecticut(4/9/2025)
RR
Florida(4/9/2025)
RR
Georgia(4/9/2025)
RR
Illinois(4/9/2025)
RR
Kentucky(4/9/2025)
RR
Maryland(8/26/2025)
RR
Michigan(4/9/2025)
RR
Montana(4/9/2025)
RR
New York(4/9/2025)
RR
North Carolina(4/11/2025)
RR
Ohio(4/10/2025)
IAR
Ohio(4/10/2025)
RR
Oregon(4/9/2025)
RR
Pennsylvania(4/9/2025)
RR
South Carolina(4/9/2025)
RR
Tennessee(4/9/2025)
RR
Texas(4/9/2025)
IAR
Texas(4/9/2025)
RR
Virginia(4/9/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Independence, OH 44131TRUST BUT VERIFY
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Contact information
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