Katherine M. Van Hagan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Katherine Marie Van Hagan, who also goes by Katherine Marie Janda, Katherine Marie Van Hagen, Katherine Marie Vanhagan, was a registered financial professional .
Katherine is a previously registered financial professional and started their career in finance in 1992. Katherine had worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 12, 2009 - March 31, 2014
STRUCTURED ASSET INVESTORS, LLC
November 2, 2009 - March 31, 2014
WELLS FARGO SECURITIES, LLC
September 30, 2002 - October 29, 2009
WELLS FARGO INVESTMENTS, LLC
September 27, 2002 - October 29, 2009
WELLS FARGO INVESTMENTS, LLC
June 14, 1996 - December 4, 2002
FIRST ALLIED SECURITIES, INC.
August 9, 1995 - June 20, 1996
SUNAMERICA SECURITIES, INC.
March 2, 1994 - February 17, 1995
LPL FINANCIAL LLC
October 20, 1992 - March 9, 1994
FIRST AFFILIATED SECURITIES
State Registrations and Notice Filings
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Exams
Current Firm
STRUCTURED ASSET INVESTORS, LLC
CRD#: 131539 / SEC#: 801-63263
Contact information
Red Flags
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