FZ
Fredrick W. Zeh
SYNOVUS SECURITIES
St. Simons Island, GA 31522
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CRD#: 2237736
FZ
Professional summary
Fredrick William Zeh, who also goes by Frederick William Zeh, Fredrick W Zeh, is a registered financial advisor currently at SYNOVUS SECURITIES, INC. located in St. Simons Island, Georgia.
Fredrick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Fredrick has worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Frederick William Zeh | Fredrick W Zeh
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
HUMANE SOCIETY OF COASTAL GA | START 06/01/2019| 4627 US HIGHWAY 17 N, BRUNSWICK, GA 31525 | ANIMAL RESCUE | EXECUTIVE BOARD | 1-2 HR/MO 0 DURING TRADING | NOT INVESTMENT RELATED NO COMPENSATION | OVERSIGHT AND REVIEW OF FINANCIAL ACTIVITIES
CRS (Client Relationship Summary) - RIA
Click below to view Fredrick William Zeh's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Fredrick William Zeh's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 13, 2016 - Present
SYNOVUS SECURITIES, INC.
Office #1: 401 Sea Island Road, St. Simons Island, GA 31522RIA
BD
CRD#: 14023
St. Simons Island, GA
Current
October 12, 2016 - Present
SYNOVUS SECURITIES, INC.
Office #1: 401 Sea Island Road, St. Simons Island, GA 31522RIA
BD
CRD#: 14023
St. Simons Island, GA
Past
July 10, 2014 - October 10, 2016
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
ST. SIMONS ISLAND, GA
Past
July 1, 2014 - October 10, 2016
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
ST. SIMONS ISLAND, GA
Past
March 22, 2011 - July 7, 2014
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. SIMONS ISLAND, GA
Past
February 17, 2011 - July 7, 2014
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
ST. SIMONS ISLAND, GA
Past
May 12, 2004 - August 7, 2008
NATIONAL FINANCIAL SERVICES LLC
BD
CRD#: 13041
ATLANTA, GA
Past
October 8, 1994 - December 2, 2003
LEGG MASON WOOD WALKER, INCORPORATED
BD
CRD#: 6555
BALTIMORE, MD
Past
May 31, 1994 - September 8, 1994
FIRST UNION CAPITAL MARKETS CORP.
BD
CRD#: 6124
CHARLOTTE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SS
SYNOVUS SECURITIES, INC.
CALUMET FINANCIAL ASSOCIATES INC. | SYNOVUS SECURITIES, INC. | SYNOVUS FINANCIAL PLANNING SERVICES | CREATIVE FINANCIAL GROUP, A DIVISION OF SYNOVUS SECURITIES, INC. | CALUMET FINANCIAL ASSOCIATES, INC.
CRD#: 14023 / SEC#: 801-19690, 8-34709
RIA
Registered Investment Advisory firm - SEC (9/1/1983 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Alabama(10/18/2016)
RR
Alabama(10/19/2016)
RR
California(10/12/2016)
IAR
California(10/13/2016)
RR
Colorado(2/24/2025)
RR
Florida(10/24/2016)
IAR
Florida(10/24/2016)
RR
Georgia(10/17/2016)
IAR
Georgia(10/17/2016)
RR
Illinois(11/18/2022)
RR
Indiana(11/5/2020)
RR
Kentucky(9/1/2022)
RR
Louisiana(5/3/2021)
IAR
Louisiana(5/3/2021)
RR
Maryland(10/18/2016)
IAR
Maryland(10/18/2016)
RR
Massachusetts(10/14/2016)
IAR
Massachusetts(11/8/2016)
RR
New York(10/24/2016)
IAR
North Carolina(10/14/2016)
RR
North Carolina(10/18/2016)
RR
Ohio(1/3/2019)
IAR
Ohio(3/19/2019)
RR
Oregon(10/26/2023)
IAR
Oregon(10/26/2023)
RR
Pennsylvania(10/21/2016)
IAR
Pennsylvania(10/21/2016)
IAR
South Carolina(10/18/2016)
RR
South Carolina(10/19/2016)
IAR
Texas(10/20/2016)
RR
Texas(11/1/2016)
RR
Virginia(10/12/2016)
IAR
Virginia(10/20/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SS
SYNOVUS SECURITIES, INC.
CALUMET FINANCIAL ASSOCIATES INC. | SYNOVUS SECURITIES, INC. | SYNOVUS FINANCIAL PLANNING SERVICES | CREATIVE FINANCIAL GROUP, A DIVISION OF SYNOVUS SECURITIES, INC. | CALUMET FINANCIAL ASSOCIATES, INC.
CRD#: 14023 / SEC#: 801-19690, 8-34709
RIA
Registered Investment Advisory firm - SEC (9/1/1983 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information
Main Address
33 W 14th Street 3rd Floor, Columbus, GA 31901
Mailing Address
P.o. Box 2628, Columbus, GA 31902-2628
Phone number
(706) 649-2327
Established
Georgia since 06/27/1985
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
287
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SYNOVUS FINANCIAL CORP. | SYNOVUS SECURITIES, INC PARENT | |
| BROOKS, WILLIAM THOMAS | CHIEF COMPLIANCE OFFICER | 5028846 |
| ELEAM, JENNA KELLEY | CHIEF FINANCIAL OFFICER / FINOP | 7801582 |
| GUNDERSON, GENE FREDERICK | DIRECTOR OF COMPLIANCE, TRUST & BROKERAGE | 2914172 |
| HILL, JAYNE BARRY | DIRECTOR/PRESIDENT OF WEALTH SERVICES | 7660902 |
| KIRK, LEAH JEANETTE | CHIEF OPERATIONS OFFICER | 2217286 |
| LAW, ROBERT WARD | PRESIDENT - CFG DIVISION | 1399885 |
| MCKENZIE, MICHELLE JESSUP | ROP | 2475731 |
| SEXTON, GUY LEONARD | EVP/DIRECTOR | 1204541 |
| VARNER, ROBERT PARKER | PRESIDENT | 2192715 |
Regulatory assets under management
| Total Number of Accounts | 11,990 |
| AUM (Assets Under Management) | $ 7,086,116,735 |
Disclosures
| Regulatory Event | 10 |
| Arbitration | 2 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/22/2024 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SYNOVUS SECURITIES, INC.
CRD#: 14023St. Simons Island, GA 31522TRUST BUT VERIFY
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Contact information
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