MW
Michael L. Wallace
FINANCIAL SERVICES OF AMERICA ADVISORS
Troy, MI 48084
Some features on this profile are disabled
CRD#: 2237683
MW
Professional summary
Michael Leonard Wallace, who also goes by Mike Wallace, is a registered financial advisor currently at FINANCIAL SERVICES OF AMERICA ADVISORS located in Troy, Michigan.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Michael has worked at 7 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mike Wallace
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) FINANCIAL SERVICES OF AMERICA; POSITION: INSURANCE AGENT; NATURE: Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE 03/1991 ADDRESS: 50 West Big Beaver Road Ste 800 Troy, MI, USA, 48084 DESCRIPTION: Insurance Sales and Services. 2.) FSA HEALTH; POSITION: INSURANCE AGENT; NATURE: Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 05 SECURITIES TRADING HOURS: 05 START DATE 01/2018 ADDRESS: 50 West Big Beaver Road Ste 800 Troy, MI, USA, 48084 DESCRIPTION: Insurance Sales and Services. 3.) FSA ADVISORS; POSITION: INVESTMENT ADVISER REPRESENTATIVE; NATURE: Investment Advice for fee INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE 08/2017 ADDRESS: 50 West Big Beaver Road Ste 800 Troy, MI, USA, 48084 DESCRIPTION: Securities Sales and Services 4.) WALLACE HOLDINGS; POSITION: PRESIDENT; NATURE: Pass through S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 100 START DATE 01/2018 ADDRESS: 57627 Ridgewood Dr. Washington, MI 48094
CRS (Client Relationship Summary) - RIA
Click below to view Michael Leonard Wallace's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 1, 2017 - Present
FINANCIAL SERVICES OF AMERICA ADVISORS
Office #1: 50 W Big Beaver Rd Suite 500, Troy, MI 48084RIA
CRD#: 286251
Troy, MI
Past
December 14, 2022 - August 7, 2025
AE FINANCIAL SERVICES, LLC
BD
CRD#: 298608
Troy, MI
Past
March 11, 2011 - December 15, 2022
INDEPENDENCE CAPITAL CO., INC.
RIA
CRD#: 24723
WARREN, MI
Past
December 5, 2006 - December 15, 2022
INDEPENDENCE CAPITAL CO., INC.
BD
CRD#: 24723
WARREN, MI
Past
November 1, 2002 - September 25, 2006
USALLIANZ SECURITIES, INC.
BD
CRD#: 40875
WARREN, MI
Past
January 1, 2002 - September 26, 2002
BROOKLIGHT PLACE SECURITIES, INC.
BD
CRD#: 15764
FOUNTAIN HILLS, AZ
Past
August 26, 1997 - January 1, 2002
IAC SECURITIES, INC.
BD
CRD#: 14081
TINLEY PARK, IL
Past
June 6, 1994 - August 25, 1997
MARINER FINANCIAL SERVICES, INC.
BD
CRD#: 8292
LARGO, FL
Past
June 3, 1992 - December 31, 1993
MARINER FINANCIAL SERVICES, INC.
BD
CRD#: 8292
LARGO, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FS
FINANCIAL SERVICES OF AMERICA ADVISORS
FINANCIAL SERVICES OF AMERICA ADVISORS | FSA ADVISORS, INC. | FSA ADVISORS
CRD#: 286251 / SEC#: 801-120474
RIA
Registered Investment Advisory firm - (3/8/2021 Approved)Florida
Registered Investment Advisory firm - (4/21/2021 Terminated)Michigan
Registered Investment Advisory firm - (4/21/2021 Terminated)Texas
Registered Investment Advisory firm - (4/21/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(10/24/2020)
IAR
Michigan(9/1/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
FS
FINANCIAL SERVICES OF AMERICA ADVISORS
FINANCIAL SERVICES OF AMERICA ADVISORS | FSA ADVISORS, INC. | FSA ADVISORS
CRD#: 286251 / SEC#: 801-120474
RIA
Registered Investment Advisory firm - (3/8/2021 Approved)Florida
Registered Investment Advisory firm - (4/21/2021 Terminated)Michigan
Registered Investment Advisory firm - (4/21/2021 Terminated)Texas
Registered Investment Advisory firm - (4/21/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
50 W Big Beaver Rd Suite 500, Troy, MI 48084
Mailing Address
Phone number
(800) 977-9292
Established
Firm type
Fiscal year end
# of Employees
24
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,687 |
| AUM (Assets Under Management) | $ 396,180,038 |
Red Flags
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