Scott W. Eilbeck
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Wilson Eilbeck was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1992. Scott had worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2017 - July 27, 2018
HAITONG SECURITIES USA LLC
August 25, 2014 - July 28, 2016
STIFEL, NICOLAUS & COMPANY, INCORPORATED
September 28, 2010 - August 14, 2014
STANDARD CHARTERED SECURITIES NORTH AMERICA LLC
October 20, 2009 - October 1, 2010
MIZUHO SECURITIES USA LLC
May 25, 2007 - December 2, 2009
PORTIGON SECURITIES INC.
April 4, 2006 - December 18, 2006
COMMERZ MARKETS LLC
August 4, 2000 - February 22, 2006
J.P. MORGAN SECURITIES LLC
February 26, 1997 - April 5, 2000
ABN AMRO INCORPORATED
June 12, 1992 - March 4, 1997
JPMSI
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HAITONG SECURITIES USA LLC
CRD#: 281918 / SEC#: , 8-69694
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HAITONG INTERNATIONAL SECURITIES GROUP LIMITED | PARENT | |
| FORBES, SEAN MATTHEW | PRESIDENT, CHIEF COMPLIANCE OFFICER & CHIEF FINANCIAL OFFICER | 1554301 |
Red Flags
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